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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 651 out of 662
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/03/2005
  • WWW.ORCB.NET
A warning PDF of date 30/03/2005 (new window) SFC (HONG KONG) 
16/01/2019
  • WWW.ORTNERMARCUS.COM
A warning PDF of date 16/01/2019 (new window) FMA (AUSTRIA) 
29/03/2017
  • WWW.OWPREMIUM.COM
A warning PDF of date 29/03/2017 (new window) AMF (FRANCIA) 
20/03/2019
  • WWW.PAREL-GESTION.NET
A warning PDF of date 20/03/2019 (new window) AMF (FRANCIA)SE ADVIERTE DEL USO FRAUDULENTO DEL NOMBRE DE LA EMPRESA DE SERVICIOS DE INVERSIÓN PAREL SA.
26/06/2019
  • WWW.PEPPERDYNE.COM
  • BLACKSTONE CAPITAL LIMITED
A warning PDF of date 26/06/2019 (new window) AMF (FRANCIA)ENTIDADES Y SITIOS WEB QUE OFRECEN INVERSIONES EN EL MERCADO FOREX SIN ESTAR AUTORIZADOS
06/11/2019
  • WWW.PF-GESTION.COM, OPERANDO COMO PREMIUM FUND
A warning PDF of date 06/11/2019 (new window) CSSF (LUXEMBURGO)LA WEB NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON EL MISMO NOMBRE, PREMIUM FUND.
26/06/2019
  • WWW.PLACEMENTS-PRIVES.COM
A warning PDF of date 26/06/2019 (new window) CSSF (LUXEMBURGO)LA WEB NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ALPHA PATRIMOINE S.A..
18/03/2020
  • WWW.PMS-GESTION.COM (CLON)
  • PMS / PMS GESTION
A warning PDF of date 18/03/2020 (new window) CSSF (LUXEMBURGO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA PORTFOLIO MANAGEMENT SOLUTIONS (PMS)
04/02/2009
  • WWW.PRIVATEEQUITYPLACEMENT.COM
A warning PDF of date 04/02/2009 (new window) SFSA (SUECIA) 
28/12/2016
  • WWW.PROFITMAXIMIZER.COM
A warning PDF of date 28/12/2016 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities.