As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 651 out of 1160
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/09/2005
  • LENOX INTERNATIONAL LLP
A warning PDF of date 28/09/2005 (new window) SFSA (SUECIA) 
15/11/2006
  • LEONARD BERNEY AND IPM INVESTMENT PROGRAM MANAGEMENT
A warning PDF of date 15/11/2006 (new window) SFC (HONG KONG) 
28/08/2019
  • LEONARD CURTIS BUSINESS RESCUE & RECOVERY (CLON)
A warning PDF of date 28/08/2019 (new window) FCA (REINO UNIDO) 
03/07/2013
  • LEONARD ULLRICH NEUMANN
  • WWW.LEONARDULLRICHNEUMANN.COM
A warning PDF of date 03/07/2013 (new window) FCA (REINO UNIDO) 
01/09/2020
  • LEPUS MARKETING LIMITED / THE PPI TEAM
  • HTTP://THEPPITEAM.COM/
A warning PDF of date 01/09/2020 (new window) FCA (REINO UNIDO) 
05/07/2023
  • LEROS INVESTISSEMENTS FINANCIERS S.A. (CLONE)
  • HTTPS://WWW.LEROS-INVEST.LU (CLONE)
A warning PDF of date 05/07/2023 (new window) CSSF (LUXEMBURGO)EL SITIO WEB, QUE USA DIRECCIONES DE CORREO ELECTRÓNICO CON LA ESTRUCTURA NOMBRE.APELLIDO@LEROS-INVEST.LU , UTILIZA INDEBIDAMENTE EL NOMBRE DE LA ENTIDAD DE LUXEMBURGO LEROS INVESTISSEMENTS FINANCIERS S.A.
30/05/2012
  • LEROY PHILIPS CONSULTING/LEROY PHILLIPS CONSORTIUM
  • WWW.LEROYPHILIPS.COM
A warning PDF of date 30/05/2012 (new window) FSA (REINO UNIDO) 
14/09/2022
  • LETS COMPARE 4 YOU
  • WWW.LETSCOMPARE4YOU.COM
A warning PDF of date 14/09/2022 (new window) FCA (REINO UNIDO) 
03/03/2021
  • LETSCOMPAREBONDS.CO.UK
A warning PDF of date 03/03/2021 (new window) FCA (REINO UNIDO) 
14/08/2019
  • LEVEL UP CAPITAL LTD
A warning PDF of date 14/08/2019 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities.