As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 651 out of 1160
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/03/2018
  • PRIME FINANCIAL PARTNERS
  • WWW.PRIMEFINANCIALPARTNERS.COM
A warning PDF of date 28/03/2018 (new window) SFSA (SUECIA) 
28/03/2018
  • AMG CAPITAL PARTNERS LIMITED (CLON)
  • HTTP://WWW.AMGCAPITAL.CO.UK/
A warning PDF of date 28/03/2018 (new window) FCA (REINO UNIDO) 
28/03/2018
  • SHALOM & GERSON FINANCE
A warning PDF of date 28/03/2018 (new window) FMA (AUSTRIA) 
28/03/2018
  • WWW.CS-ADVISORY.COM
A warning PDF of date 28/03/2018 (new window) FMA (AUSTRIA) 
21/03/2018
  • 72OPTION
  • WWW.72OPTION.COM
  • WWW.LEGALBINARYROBOTS.COM/NO
A warning PDF of date 21/03/2018 (new window) FSAN (NORUEGA) 
21/03/2018
  • FIREFLY FINANCE (CLON)
A warning PDF of date 21/03/2018 (new window) FCA (REINO UNIDO) 
21/03/2018
  • MARCELA CUNDERLE (CLON)
  • HTTP://WWW.MARCELACUNDERLE.COM
A warning PDF of date 21/03/2018 (new window) FCA (REINO UNIDO) 
21/03/2018
  • RBCP INTERNATIONAL / RBC GROUP
  • WWW.RBCPINTL.COM
A warning PDF of date 21/03/2018 (new window) FCA (REINO UNIDO) 
21/03/2018
  • PATCHAM INVESTMENT FUNDS (PIF) (CLON)
  • WWW.PATCHAMINVESTMENTFUNDS.COM
A warning PDF of date 21/03/2018 (new window) FCA (REINO UNIDO) 
21/03/2018
  • WESTPAC BANK OF LONDON (CLON)
  • HTTPS://WWW.WESTPACBNK.COM
A warning PDF of date 21/03/2018 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.