As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 646 out of 1160
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/03/2008
  • HACHIRO MERGERS AND ACQUISITIONS
  • WWW.HACHIRO.ORG
A warning PDF of date 12/03/2008 (new window) SFSA (SUECIA) 
15/06/2005
  • HABIB INVESTMENT BANKING & TRADING COMPANY
A warning PDF of date 15/06/2005 (new window) FSC (ISLA DE MAN) 
16/04/2008
  • HABERMAN BROTHERS INTERNATIONAL
  • WWW.HABERMANBROTHERS.COM
A warning PDF of date 16/04/2008 (new window) SFSA (SUECIA) 
30/11/2011
  • H.Y. MARKETS
A warning PDF of date 30/11/2011 (new window) FSA (REINO UNIDO) 
20/09/2006
  • H.B. MANAGEMENT
A warning PDF of date 20/09/2006 (new window) SFSA (SUECIA) 
19/05/2021
  • H&S MANAGEMENT GROUP / H&S FINANCE CONSULTING
  • WWW.H-S.FINANCE
A warning PDF of date 19/05/2021 (new window) FMA (AUSTRIA) 
17/04/2013
  • H TAFT PRIVATE EQUITY
  • WWW.HTAFT.COM
A warning PDF of date 17/04/2013 (new window) FCA (REINO UNIDO) 
12/02/2020
  • GW INVESTMENTS (CLON)
  • WWW.CLBRM-PRIVATE.COM
A warning PDF of date 12/02/2020 (new window) CSSF (LUXEMBURGO)LA WEB NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA, GW INVESTMENTS S.À R.L..
21/12/2016
  • GVQ INVESTMENT FUNDS (DUBLIN) PLC (CLON)
  • WWW.GVQINVESTMENTFUNDS.COM
A warning PDF of date 21/12/2016 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
24/04/2013
  • GUY DECLERCK, DC BVBA, DCMI-U BVBA AND ERMIS
A warning PDF of date 24/04/2013 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities.