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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 635 out of 781
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/12/2008
  • HAMPSHIRE CONSULTANTS LLC
  • HTTP://HAMPSHIRECONSULTANTSLLC.COM
A warning PDF of date 10/12/2008 (new window) FSAN (NORUEGA) 
10/12/2008
  • BARCLAYS GROUP FINANCIAL INC
A warning PDF of date 10/12/2008 (new window) SFSA (SUECIA) 
10/12/2008
  • PACIFIC CAPITAL PARTNERS
A warning PDF of date 10/12/2008 (new window) SFSA (SUECIA) 
10/12/2008
  • BAER INNES STOCK BROKING AND WEALTH MANAGEMENT
  • WWW.BAERINNES.COM
A warning PDF of date 10/12/2008 (new window) FSAN (NORUEGA) 
10/12/2008
  • LINCOLN VENTURES
A warning PDF of date 10/12/2008 (new window) IFSRA (IRLANDA) 
10/12/2008
  • HIGHLAND INTERNATIONAL ADVISORS
  • WWW.HIGHLANDINTADV.COM
A warning PDF of date 10/12/2008 (new window) FSAN (NORUEGA) 
26/11/2008
  • GOLDBERG HECHE ASSOCIATES
  • HTTP://GOLDBERGHECHE.COM/INDEX.HTML
A warning PDF of date 26/11/2008 (new window) FSAN (NORUEGA) 
26/11/2008
  • CES FUTURES BROKERAGE CO. LTD.
  • WWW.CESFUTURES.COM
A warning PDF of date 26/11/2008 (new window) SFC (HONG KONG) 
26/11/2008
  • FINANSTJENESTER
  • WWW.FINANSTJENESTER.NET
A warning PDF of date 26/11/2008 (new window) FSAN (NORUEGA) 
26/11/2008
  • JAMES B. CLARKE ET CO. LTD
A warning PDF of date 26/11/2008 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES

Consultation criteria: By type unauthorised entities.