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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 632 out of 781
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/01/2009
  • CANARY TRUST SECURITY
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
14/01/2009
  • SKY PRIVATE
  • SKY PRIVATE BANKING
  • WWW.SKYPRIVATE.NET
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
14/01/2009
  • MURRAY MILLER & JACOBSON
  • RENEE GOSH, ESQ (MRS.)
  • DONALD WELSI (DR)
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
14/01/2009
  • EVERTON TRUST BANK PLC
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
14/01/2009
  • TAYLOR AND GRANT ASSOCIATES
  • WWW.TAYLORANDGRANTASSOCIATES.COM
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
14/01/2009
  • CORPORATE FINANCE
  • CHARLES BURNHAM
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
14/01/2009
  • FIRST UNION SECURITIES
  • STEVEN PORTER
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
14/01/2009
  • UBALDI CHAMBERS
  • UBALDI DINO
  • GREGORY COLE
  • ANDY GOZNY
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
14/01/2009
  • UBALDI DINO
  • UBALDI CHAMBERS
  • ANDY GOZNY
  • GREGORY COLE
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
14/01/2009
  • DAWSON JAMES SECURITIES
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.