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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 631 out of 780
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/07/2014
  • SPRINGER ASSET MANGEMENT
A warning PDF of date 16/07/2014 (new window) SFSA (SUECIA) 
17/09/2014
  • SPRINGER ASSET MANGEMENT
  • HTTP://WWW.SPRINGERAM.COM/
A warning PDF of date 17/09/2014 (new window) FCA (REINO UNIDO) 
22/08/2012
  • SPRINGHILL GROUP
  • WWW.SPRINGHILLGROUP.NET
  • WWW.SPRINGHILLGROUP.COM
A warning PDF of date 22/08/2012 (new window) FSA (REINO UNIDO) 
27/06/2012
  • SPRINGHILL GROUP
  • WWW.SPRINGHILLGROUP.COM
A warning PDF of date 27/06/2012 (new window) FSA (REINO UNIDO) 
08/06/2011
  • SPS INVESTMENTS GMBH
  • WWW.INVESTWITHSPS.COM
A warning PDF of date 08/06/2011 (new window) FSA (REINO UNIDO) 
24/02/2021
  • SPTRADE24 LTD
  • WWW.SPTRADE24.COM
A warning PDF of date 24/02/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
07/09/2011
  • SQUARE MILE FINANCE
  • WWW.SQUAREMILEFINANCE.COM
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 
22/06/2011
  • SQUARE MILE FINANCE
  • WWW.SQUAREMILEFINANCE.COM
A warning PDF of date 22/06/2011 (new window) FSA (REINO UNIDO) 
09/05/2012
  • SQUARE MILE FINANCE
  • WWW.SQUAREMILEFINANCIAL.CO.UK
A warning PDF of date 09/05/2012 (new window) FSA (REINO UNIDO) 
08/07/2020
  • SSITE INTERNATIONAL LIMITED
  • WWW.SSITEHK.COM
A warning PDF of date 08/07/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.