As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 618 out of 1160
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/09/2020
  • KAF TRADE LTD / K-TRADE LTD
  • WWW.KAFTRADE.COM
  • HTTPS://CLIENT.KAFTRADE.COM
A warning PDF of date 23/09/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
16/04/2008
  • KAGOSHIMA SECURITIES FINANCE
  • WWW.KAGOFIN.NET
A warning PDF of date 16/04/2008 (new window) SFSA (SUECIA) 
23/08/2011
  • KAIMON GLOBAL
  • WWW.KAIMONGLOBAL.COM
A warning PDF of date 23/08/2011 (new window) SFSA (SUECIA) 
13/10/2011
  • KAIMON GLOBAL
  • WWW.KAIMONGLOBAL.COM
A warning PDF of date 13/10/2011 (new window) FSAN (NORUEGA) 
19/09/2018
  • KAINZ WERNER ANTON (CLON)
  • WWW.KAINZWA.COM
A warning PDF of date 19/09/2018 (new window) FCA (REINO UNIDO) 
21/04/2010
  • KAIROS GROUP S.R.O.
  • WWW.KGAP.EU
  • WWW.KGRF.EU
  • WWW.THEKAIROSGROUP.COM
A warning PDF of date 21/04/2010 (new window) FMA (AUSTRIA) 
20/10/2010
  • KAIROSINVEST HOLDINGS LTD.
  • WWW.KAIROSINVEST.COM
A warning PDF of date 20/10/2010 (new window) FMA (AUSTRIA) 
14/11/2012
  • KAISER YOUNG ASSOCIATES
A warning PDF of date 14/11/2012 (new window) EI_CBI (IRLANDA) 
12/09/2012
  • KAISER YOUNG ASSOCIATES
  • WWW.KAISERYOUNGASSOCIATES.COM
A warning PDF of date 12/09/2012 (new window) FSA (REINO UNIDO) 
16/01/2013
  • KALLE BUSINESS CONSULTING LLC
  • WWW.KALLEBC.COM
A warning PDF of date 16/01/2013 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.