As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 618 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/11/2018
  • STARWOOD ASSET MANAGEMENT FUND (CLON)
  • WWW.STARWOODAMF.COM
A warning PDF of date 07/11/2018 (new window) FCA (REINO UNIDO) 
07/11/2018
  • TRADE CAPITAL INVESTMENTS LLC (OPERANDO COMO TRADE CAPITAL)
  • HTTPS://TRADECAPITAL.COM/
A warning PDF of date 07/11/2018 (new window) FCA (REINO UNIDO) 
07/11/2018
  • META INVESTING
  • WWW.METAINVESTING.COM
A warning PDF of date 07/11/2018 (new window) FCA (REINO UNIDO) 
07/11/2018
  • CANTOR FITZGERALD BANK (CLON)
A warning PDF of date 07/11/2018 (new window) FCA (REINO UNIDO) 
07/11/2018
  • COINBROKERZ
  • WWW.COINBROKERZ.COM
A warning PDF of date 07/11/2018 (new window) FCA (REINO UNIDO) 
07/11/2018
  • MARKETS CUBE
  • WWW.MARKETSCUBE.COM
A warning PDF of date 07/11/2018 (new window) FCA (REINO UNIDO) 
31/10/2018
  • JEDI MARKETING LTD
  • WWW.TISFX.COM
A warning PDF of date 31/10/2018 (new window) CONSOB (ITALIA) 
31/10/2018
  • BLUE SEAL LIMITED
  • WWW.CAC-400.COM
  • WWW.CAC400.COM
A warning PDF of date 31/10/2018 (new window) CONSOB (ITALIA) 
31/10/2018
  • BOARD LTD
  • WWW.BORMANCORP.COM
A warning PDF of date 31/10/2018 (new window) FMA (AUSTRIA) 
31/10/2018
  • WEST CAPITAL INTERNATIONAL
  • WWW.WESTCAPITALINTL.COM
A warning PDF of date 31/10/2018 (new window) AFM (PAISES BAJOS) 

Consultation criteria: By type unauthorised entities.