Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 605 out of 781
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/10/2018
  • SCBCUSGROUPS.COM (CLON)
  • WWW.SCBCUSGROUPS.COM/HOMES.PHP
A warning PDF of date 24/10/2018 (new window) FCA (REINO UNIDO) 
07/04/2010
  • SCHAPIRO GLOBAL INC.
  • WWW.SCHAPIROGLOBAL.COM
A warning PDF of date 07/04/2010 (new window) SFC (HONG KONG) 
27/01/2010
  • SCHAPIRO GLOBAL INC.
  • WWW.SCHAPIROGLOBAL.COM
A warning PDF of date 27/01/2010 (new window) SFSA (SUECIA) 
27/01/2010
  • SCHMID IMMOBILIEN LTD. ("KAPITAL24"; "DARLEHEN24")
  • WWW.KAPITAL24.ORG
  • WWW.DARLEHEN24.ORG
  • WWW.DARLEHEN24.BIZ
A warning PDF of date 27/01/2010 (new window) FMA (AUSTRIA) 
22/08/2018
  • SCHROEDER LAW FIRM
  • WWW.SCHROEDERLAWFIRM.COM
A warning PDF of date 22/08/2018 (new window) FCA (REINO UNIDO) 
01/06/2016
  • SCHULZ AND PARTNER (CLON)
  • WWW.SCHULZANDPARTNER.COM
A warning PDF of date 01/06/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
18/01/2006
  • SCHWARTZ WOODMAN
A warning PDF of date 18/01/2006 (new window) SFC (HONG KONG) 
25/02/2015
  • SCHWARZ & STIEN PARTNERS
  • HTTP://SCHWARZ-STIEN.COM
A warning PDF of date 25/02/2015 (new window) FSAN (NORUEGA) 
19/06/2019
  • SCHWARZ GEHARD
  • HTTPS://SCHWARZGEHARD.COM
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
22/10/2014
  • SCHWARZ OLIVER THOMAS (CLON)
  • HTTP://WWW.SCHWARZOLIVERTHOMAS.COM/
A warning PDF of date 22/10/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE

Consultation criteria: By type unauthorised entities.