As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 593 out of 749
Search for Public warnings issued by foreign Securities Regulators
| Date | Targeted companies | Document (English) | Regulator | Comments |
| 15/04/2009 |
|
| SFC (HONG KONG) | |
| 15/04/2009 |
-
OVERSEAS CREDIT COMMISSION
|
| JFSC (JERSEY) | |
| 15/04/2009 |
-
UBP PRIVEE FINANCIAL GROUP
|
| JFSC (JERSEY) | |
| 15/04/2009 |
-
HONG KONG FINANCIAL SERVICES AUTHORITY
-
WWW.HKFSA.ORG
|
| SFC (HONG KONG) | |
| 15/04/2009 |
-
HUA-TONG FINANCE AND INVESTMENT COMPANY LIMITED
-
WWW.HK-HUATONG.COM
|
| SFC (HONG KONG) | |
| 15/04/2009 |
-
NORTH POINT CAPITAL
-
WWW.NORTHPOINTCAPITALHK.COM
|
| SFC (HONG KONG) | |
| 01/04/2009 |
-
HIS COMMODITIES
-
WWW.HISCOMMODITIES.COM
|
| SFC (HONG KONG) | |
| 01/04/2009 |
-
IRS & PARTNERS
-
WWW.IRSPARTNERS.COM
|
| SFC (HONG KONG) | |
| 01/04/2009 |
-
LEGACY GLOBAL WEALTH
-
WWW.LEGACYGLOBALWEALTH.COM
|
| FMA (AUSTRIA) | |
| 01/04/2009 |
-
MYCREDITBROKERS
-
HTTP://MYCREDITBROKERS.COM
|
| FMA (AUSTRIA) | |
Consultation criteria: By type unauthorised entities.