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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 593 out of 829
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
01/06/2011
  • GOLDBERGER & DECADENET
  • WWW.GOLDBERGER-DECADENET.COM
A warning PDF of date 01/06/2011 (new window) FSA (REINO UNIDO) 
01/06/2011
  • FIRST INC LTD.
  • HTTP://WWW.FIRSTINCLTD.COM
A warning PDF of date 01/06/2011 (new window) FSAN (NORUEGA) 
25/05/2011
  • BERKELEY CAPITAL FINANCE
  • WWW.BERKELEYCAPITALFINANCE.COM
  • WWW.BERKELEYCAPITALFINANCE.NET
A warning PDF of date 25/05/2011 (new window) FSA (REINO UNIDO) 
25/05/2011
  • CLAYTON PRESSMAN IVY INTERNATIONAL
  • WWW.CPI-I.COM
A warning PDF of date 25/05/2011 (new window) FSA (REINO UNIDO) 
25/05/2011
  • LANDEN OPTIONS AND FUTURES
A warning PDF of date 25/05/2011 (new window) FSMA (BELGICA) 
25/05/2011
  • ZENITH BANK CREDIT SERVICES
A warning PDF of date 25/05/2011 (new window) FSAN (NORUEGA) 
25/05/2011
  • DREXEL LAMBERT MERGERS AND ACQUISITIONS
  • WWW.DREXELLAMBERTMERGERSANDACQUISITIONS.COM
A warning PDF of date 25/05/2011 (new window) FSA (REINO UNIDO) 
25/05/2011
  • RDS COMMODITIES
A warning PDF of date 25/05/2011 (new window) FSA (REINO UNIDO) 
25/05/2011
  • FIRST INC LIMITED
  • WWW.FIRSTINCLTD.COM
A warning PDF of date 25/05/2011 (new window) SFSA (SUECIA) 
25/05/2011
  • ESCROW ADVISORY GROUP/ESCROW ADVISORY LTD
A warning PDF of date 25/05/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.