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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 588 out of 852
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/10/2011
  • ALDERTON CONSULTANTS
  • WWW.ALDERTON-CONSULTANTS.COM
A warning PDF of date 26/10/2011 (new window) FSA (REINO UNIDO) 
26/10/2011
  • ANG MARKETS LTD
  • HTTP://ANGMARKETS.COM
A warning PDF of date 26/10/2011 (new window) CYSEC (CHIPRE) 
26/10/2011
  • MB TRANSFERT LTD
A warning PDF of date 26/10/2011 (new window) FSMA (BELGICA) 
26/10/2011
  • JLS CAPITAL GROUP
A warning PDF of date 26/10/2011 (new window) JFSC (JERSEY) 
26/10/2011
  • ATP FINANCIAL
A warning PDF of date 26/10/2011 (new window) JFSC (JERSEY) 
26/10/2011
  • WILSONE & DUFFUS (UK) LTD
  • WWW.WILSONE-MARKETS.COM
A warning PDF of date 26/10/2011 (new window) FSA (REINO UNIDO) 
26/10/2011
  • WESTGATE & GREENE ASSOCIATES
  • WWW.WESTGATEGREENE.COM
A warning PDF of date 26/10/2011 (new window) FSA (REINO UNIDO) 
26/10/2011
  • THOMSON MCKINNON CAPITAL CORP.
A warning PDF of date 26/10/2011 (new window) SFSA (SUECIA) 
26/10/2011
  • CARLISLE-CONROY VENTURES
  • WWW.CARLISLE-CONROY.COM
A warning PDF of date 26/10/2011 (new window) SFSA (SUECIA) 
26/10/2011
  • GREENFIELD AND ASSOCIATES
  • WWW.GREENFIELDCONSULTANCY.COM
A warning PDF of date 26/10/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.