As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 581 out of 1160
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/05/2017
  • WILLIAMS & CHASE ASSOCIATES
  • WWW.WILLIAMSANDCHASEASSOCIATES.COM
  • WWW.WILLIAMSCHASEASSOCIATES.COM
A warning PDF of date 17/05/2017 (new window) FCA (REINO UNIDO) 
17/05/2017
  • CLAYTON WEALTH ADVISORY / CLAYTON WORTH ADVISORY / CLAYTON WELLS
  • WWW.CLAYTONWEALTH.COM
A warning PDF of date 17/05/2017 (new window) FCA (REINO UNIDO) 
08/08/2018
  • CALLPOINTLTD S.R.L. (OPERANDO COMO UTRADE)
  • HTTPS://UTRADE.ONLINE
A warning PDF of date 08/08/2018 (new window) FCA (REINO UNIDO) 
17/05/2017
  • MARKUS SPIELMANN INC (CLON)
  • WWW.MARKUSSPIELMANN.COM
A warning PDF of date 17/05/2017 (new window) FCA (REINO UNIDO) 
17/05/2017
  • EXXONFX
  • HTTPS://WWW.EXXONFX.COM/EN
A warning PDF of date 17/05/2017 (new window) FCA (REINO UNIDO)PROPIEDAD Y OPERADA POR REVOLUTION MARKETS LP
08/08/2018
  • CHIMERA INVESTMENT CORPORATION (CLON)
  • WWW.CHIMERAPARTNERSLTD.CO.UK
A warning PDF of date 08/08/2018 (new window) FCA (REINO UNIDO) 
08/08/2018
  • STUBBLEFIELD ADVISORS LLC
  • WWW.STUBBLEFIELDADVISORS.COM
A warning PDF of date 08/08/2018 (new window) FCA (REINO UNIDO) 
31/05/2017
  • FIRST PLUS FINANCIAL GROUP (CLON)
  • WWW.FIRSTPLUSFINANCEGROUP.COM
A warning PDF of date 31/05/2017 (new window) FCA (REINO UNIDO) 
11/07/2018
  • COOPER & SLOANE ASSOCIATES / COOPER AND SLOANE
  • WWW.COOPERANDSLOANE.COM
A warning PDF of date 11/07/2018 (new window) FCA (REINO UNIDO) 
11/07/2018
  • EASY DAILY LOANS (CLON)
A warning PDF of date 11/07/2018 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.