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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 579 out of 651
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/11/2018
  • TSB WEALTH
  • HTTPS://PAUL-SMITH-94N4.SQUARESPACE.COM
  • WWW.TSB-WEALTH.COM
A warning PDF of date 07/11/2018 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
21/02/2018
  • TSB WEALTH ADVISORY (CLON)
  • WWW.TSB-WEALTH.COM
A warning PDF of date 21/02/2018 (new window) FCA (REINO UNIDO) 
06/11/2019
  • TUCKER AND ROSS ADVISERS LLC / TUCKER AND ROSS
  • WWW.TUCKERANDROSS.COM
  • WWW.TUCKERANDROSSADVISORS.COM
A warning PDF of date 06/11/2019 (new window) FCA (REINO UNIDO) 
05/09/2018
  • TULLETT PREBON (CLON)
A warning PDF of date 05/09/2018 (new window) FCA (REINO UNIDO) 
19/02/2014
  • TUNSTALL GROUP
  • HTTP://WWW.TUNSTALL-GROUP.COM/
A warning PDF of date 19/02/2014 (new window) FSAN (NORUEGA) 
29/02/2012
  • TURNER FINANCIAL INC.
  • WWW.TURNERFINC.COM
A warning PDF of date 29/02/2012 (new window) FSA (REINO UNIDO) 
05/06/2019
  • TURNFX / TURN FX
  • HTTPS://TURNFX.COM
A warning PDF of date 05/06/2019 (new window) FCA (REINO UNIDO) 
30/11/2005
  • TVC ZURICH
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
22/06/2016
  • TVOY MILLION
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
05/09/2018
  • TVT PARTNERS / TVT INVESTMENT MANAGEMENT LIMITED (CLON)
  • HTTPS://WWW.TVT-PARTNERS.COM/
A warning PDF of date 05/09/2018 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.