Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 577 out of 1160
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
19/06/2019 |
-
BROOKBOND LIMITED (OPERANDO COMO WHITEHORSE CAPITAL)
-
WWW.WHITEHORSEFINANCE.CO.UK
|
| FCA (REINO UNIDO) | |
19/06/2019 |
-
STRATEGIC FUNDS (CLON)
-
WWW.STRATEGICACTIVETRADINGFUNDS.COM
-
WWW.STRATEGICFUNDSUK.COM
|
| FCA (REINO UNIDO) | |
19/06/2019 |
-
SMS CRYPTO LIMITED
-
WWW.SMSCRYPTOMANAGEMENT.CO.UK
|
| FCA (REINO UNIDO) | |
19/06/2019 |
|
| FCA (REINO UNIDO) | |
19/06/2019 |
-
THREEPAID LIMITED
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HTTPS://THREEPAID.COM/
|
| FCA (REINO UNIDO) | |
19/06/2019 |
-
BROWN FOX LIMITED
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WWW.TRADESFLY.COM
|
| CONSOB (ITALIA) | |
19/06/2019 |
-
GLOBAL ES LTD / SONARTECH OÜ
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WWW.CAPITALFMI.COM
|
| CONSOB (ITALIA) | |
19/06/2019 |
-
NOBEL TRADE INVESTMENTS LLC
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WWW.NOBELTRADE.COM
|
| CSSF (LUXEMBURGO) | |
19/06/2019 |
-
HG FINANCIAL MANAGEMENT CO / HUBER GUSTAV (CLON)
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WWW.HGFINANCIALMANAGEMENT.COM
|
| FCA (REINO UNIDO) | |
19/06/2019 |
-
COLLIER CONSULTING GROUP LLC
-
WWW.COLLIERCONSULTINGGRP.COM
|
| FCA (REINO UNIDO) | |
Consultation criteria: By type unauthorised entities.