As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 577 out of 1160
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/06/2019
  • BROOKBOND LIMITED (OPERANDO COMO WHITEHORSE CAPITAL)
  • WWW.WHITEHORSEFINANCE.CO.UK
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
19/06/2019
  • STRATEGIC FUNDS (CLON)
  • WWW.STRATEGICACTIVETRADINGFUNDS.COM
  • WWW.STRATEGICFUNDSUK.COM
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
19/06/2019
  • SMS CRYPTO LIMITED
  • WWW.SMSCRYPTOMANAGEMENT.CO.UK
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
19/06/2019
  • BROKERZ
  • WWW.BROKERZ.COM
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
19/06/2019
  • THREEPAID LIMITED
  • HTTPS://THREEPAID.COM/
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
19/06/2019
  • BROWN FOX LIMITED
  • WWW.TRADESFLY.COM
A warning PDF of date 19/06/2019 (new window) CONSOB (ITALIA) 
19/06/2019
  • GLOBAL ES LTD / SONARTECH OÜ
  • WWW.CAPITALFMI.COM
A warning PDF of date 19/06/2019 (new window) CONSOB (ITALIA) 
19/06/2019
  • NOBEL TRADE INVESTMENTS LLC
  • WWW.NOBELTRADE.COM
A warning PDF of date 19/06/2019 (new window) CSSF (LUXEMBURGO) 
19/06/2019
  • HG FINANCIAL MANAGEMENT CO / HUBER GUSTAV (CLON)
  • WWW.HGFINANCIALMANAGEMENT.COM
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
19/06/2019
  • COLLIER CONSULTING GROUP LLC
  • WWW.COLLIERCONSULTINGGRP.COM
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.