Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 576 out of 655
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/12/2019
  • TRADEWELL / BRIDGEHOLD LTD
  • WWW.TRADEWELL.IO
  • WWW.TRADEWELL.EXCHANGE
A warning PDF of date 11/12/2019 (new window) FCA (REINO UNIDO) 
03/12/2014
  • TRADING LONDON INVESTMENT
  • WWW.TRADING-LONDON-INVESTMENT.COM
A warning PDF of date 03/12/2014 (new window) AFM (PAISES BAJOS (HOLANDA)) 
01/12/2010
  • TRADING RESOURCE CAPITAL MANAGEMENT
  • WWW.TRCAPITALMGMT.COM
A warning PDF of date 01/12/2010 (new window) FSAN (NORUEGA) 
20/04/2016
  • TRADING TECHNOLOGIES LTD / CONSORFX
A warning PDF of date 20/04/2016 (new window) FSMA (BELGICA) 
25/10/2017
  • TRADING TRINITY
  • WWW.TRADING-TRINITY.COM
A warning PDF of date 25/10/2017 (new window) FCA (REINO UNIDO) 
02/11/2016
  • TRADINGBANKS - GRIZZLY LIMITED
  • WWW.TRADINGBANKS.COM
A warning PDF of date 02/11/2016 (new window) MFSA (MALTA) 
13/03/2019
  • TRADITION CHEPTAL/TRADITION LONDON CLEARING (CLON)
  • HTTPS://WWW.TRADITION-LONDON-CLEARING.COM
A warning PDF of date 13/03/2019 (new window) FCA (REINO UNIDO) 
06/03/2019
  • TRADITION CHEPTAL/TRADITION LONDON CLEARING (CLON)
  • HTTPS://WWW.TRADITION-LONDON-CLEARING.COM
A warning PDF of date 06/03/2019 (new window) FCA (REINO UNIDO) 
08/06/2016
  • TRADITIONAL FUNDS PLC (CLON)
  • WWW.TRADITIONAL-FUNDSPLC.COM
A warning PDF of date 08/06/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
13/07/2016
  • TRADITIONAL FUNDS PLC (CLON)
  • WWW.TRADITIONAL-FUNDSPLC.COM
A warning PDF of date 13/07/2016 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE

Consultation criteria: By type unauthorised entities.