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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 576 out of 712
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
01/10/2008
  • GOLDMAN SACHS ASIA INVESTMENT MANAGEMENT (HONG KONG) LIMITED
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
01/10/2008
  • INDIGO FUTURES LIMITED
A warning PDF of date 01/10/2008 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
01/10/2008
  • HAMILTON TRADING LTD.
  • WWW.HAMILTON-TRADING.COM
A warning PDF of date 01/10/2008 (new window) CBFA (BELGICA) 
01/10/2008
  • AUGMENTUM MACAU
  • WWW.AUGMENTUMMACAU.COM
A warning PDF of date 01/10/2008 (new window) FSAN (NORUEGA) 
01/10/2008
  • FAIRFIELD AND HAYES
  • WWW.FAIRFIELDHAYS.COM
A warning PDF of date 01/10/2008 (new window) FSAN (NORUEGA) 
24/09/2008
  • WORLD CAPITAL SOLUTIONS
  • WWW.WORLDCAPITALSOLUTIONS.COM
A warning PDF of date 24/09/2008 (new window) SFSA (SUECIA) 
24/09/2008
  • EDENBOURG ADVISORY SERVICES
  • WWW.EDENBOURGAS.COM
A warning PDF of date 24/09/2008 (new window) CBFA (BELGICA) 
17/09/2008
  • ADVANTAGE SECURITIES INC
  • WWW.ADVANTAGESECURITIES.COM
A warning PDF of date 17/09/2008 (new window) SFC (HONG KONG) 
17/09/2008
  • HONGKONG GXFOREX CO., LTD
  • WWW.JXCM138.COM
A warning PDF of date 17/09/2008 (new window) SFC (HONG KONG) 
17/09/2008
  • MOHOON INTERNATIONAL INVESTMENT LTD
  • WWW.MOHOON.COM
A warning PDF of date 17/09/2008 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities.