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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 576 out of 668
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/10/2006
  • DIVERSIFIED CAPITAL MANAGEMENT LTD
  • WWW.DCMANAGEMENTONLINE.COM
A warning PDF of date 25/10/2006 (new window) SFSA (SUECIA) 
25/10/2006
  • MAILPOST EXPRESS
  • WWW.MPSXPR.COM
A warning PDF of date 25/10/2006 (new window) FSC (ISLA DE MAN) 
25/10/2006
  • LOMAX & PARTNER SEVICES LIMITED (SIC)
A warning PDF of date 25/10/2006 (new window) FSC (ISLA DE MAN) 
25/10/2006
  • LOMAX & PARTNER SERVICES LIMITED
A warning PDF of date 25/10/2006 (new window) FSC (ISLA DE MAN) 
25/10/2006
  • LARRY BODRICKS
A warning PDF of date 25/10/2006 (new window) FSC (ISLA DE MAN) 
15/11/2006
  • GORDON STANFORD ACQUISITIONS
A warning PDF of date 15/11/2006 (new window) SFC (HONG KONG) 
15/11/2006
  • THE XENON GROUP
  • WWW.THEXENONCOMPANY.COM
A warning PDF of date 15/11/2006 (new window) SFC (HONG KONG) 
15/11/2006
  • HONESTY INTERNATIONAL HOLDINGS LIMITED
  • WWW.HIH168.COM
A warning PDF of date 15/11/2006 (new window) SFC (HONG KONG) 
15/11/2006
  • LEONARD BERNEY AND IPM INVESTMENT PROGRAM MANAGEMENT
A warning PDF of date 15/11/2006 (new window) SFC (HONG KONG) 
15/11/2006
  • HERO ELEGANT GLOBAL SERVICES LIMITED
  • WWW.HEROGLOBAL.COM.CN
A warning PDF of date 15/11/2006 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities.