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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 575 out of 609
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/06/2013
  • ARDEA CAPITAL LP
  • WWW.ARDEACAPITALLP.COM
A warning PDF of date 12/06/2013 (new window) FCA (REINO UNIDO) 
27/03/2013
  • ARCHIPELAGO CORPORATE SERVICES INC.
A warning PDF of date 27/03/2013 (new window) SFSA (SUECIA) 
01/06/2016
  • ARCHIPEL FUND (CLON)
  • WWW.ARCHIPELFUND.COM
A warning PDF of date 01/06/2016 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACION
28/06/2006
  • ARCFIN GROUP
A warning PDF of date 28/06/2006 (new window) FSA (REINO UNIDO) 
21/07/2010
  • ARCADIAN INVESTMENT GROUP LIMITED
A warning PDF of date 21/07/2010 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
18/07/2018
  • ARCADIA SERVICES
  • WWW.ARCADIASERVICE.NET
A warning PDF of date 18/07/2018 (new window) FMA (AUSTRIA) 
19/10/2016
  • ARBORETIX TRADING LIMITED / VORTEX ASSETS CORPORATION
  • WWW.VORTEXASSETS.COM
A warning PDF of date 19/10/2016 (new window) CONSOB (ITALIA) 
14/09/2016
  • ARBORETIX TRADING LIMITED
A warning PDF of date 14/09/2016 (new window) CONSOB (ITALIA) 
03/10/2018
  • ARBITRACOIN
  • WWW.ARBITRACOIN.COM
A warning PDF of date 03/10/2018 (new window) FMA (AUSTRIA) 
21/09/2016
  • ARAI, ENDO AND ASSOCIATES
  • WWW.ARAIENDO.COM
A warning PDF of date 21/09/2016 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities.