Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 575 out of 670
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
27/09/2006
  • THE RITLAND GROUP PTE, LTD.
  • WWW.RITLANDGROUP.COM
A warning PDF of date 27/09/2006 (new window) SFSA (SUECIA) 
06/07/2005
  • THE ROTH GROUP GMBH
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 
28/02/2007
  • THE ROYAL LONDON BANK OF COMMUNICATIONS
A warning PDF of date 28/02/2007 (new window) FSC (ISLA DE MAN) 
30/06/2004
  • THE ROYAL OXFORD
A warning PDF of date 30/06/2004 (new window) FSC (ISLA DE MAN) 
05/09/2018
  • THE SHARE CENTRE (CLON)
A warning PDF of date 05/09/2018 (new window) FCA (REINO UNIDO) 
21/11/2007
  • THE SHERWOOD CORPORATION
  • WWW.SHERWOOD-CORP.COM
A warning PDF of date 21/11/2007 (new window) FSAN (NORUEGA) 
15/01/2020
  • THE SOVEREIGN BOND FUND (CLON)
  • HTTPS://SOVEREIGNBONDFUND.COM
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO)NO GUARDA NINGUNA RELACIÓN CON THE SOVEREIGN BOND FUND, PRODUCTO DEBIDAMENTE REGISTRADO EN LA FCA
07/10/2009
  • THE STERN GROUP
  • WWW.THESTERNGRP.COM
A warning PDF of date 07/10/2009 (new window) SFC (HONG KONG) 
03/08/2005
  • THE STOCKTON GROUP
A warning PDF of date 03/08/2005 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
06/07/2005
  • THE STOCKTON GROUP
A warning PDF of date 06/07/2005 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities.