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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 574 out of 683
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/10/2016
  • CORPORATE LOAN CAPITAL
  • WWW.CORPORATELOANCAPITAL.COM
A warning PDF of date 05/10/2016 (new window) CSSF (LUXEMBURGO) 
18/01/2017
  • COLLARDI CAPITAL MANAGEMENT S.A.
  • WWW.COLLARDI-CAPITAL.COM
A warning PDF of date 18/01/2017 (new window) CSSF (LUXEMBURGO) 
16/10/2019
  • GOLD HERITAGE
  • WWW.GOLD-HERITAGE.COM
A warning PDF of date 16/10/2019 (new window) CSSF (LUXEMBURGO) 
26/06/2019
  • S&P BROKER
  • HTTPS://SNPBROKER.IO
A warning PDF of date 26/06/2019 (new window) CSSF (LUXEMBURGO) 
26/06/2019
  • WWW.PLACEMENTS-PRIVES.COM
A warning PDF of date 26/06/2019 (new window) CSSF (LUXEMBURGO)LA WEB NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ALPHA PATRIMOINE S.A..
26/06/2019
  • WWW.BELAIR-HOUSE.CO.UK
A warning PDF of date 26/06/2019 (new window) CSSF (LUXEMBURGO)LA WEB USA DE MANERA FRAUDULENTA EL NOMBRE Y DIRECCIÓN DE LA ENTIDAD DEBIDAMENTE REGISTRADA BELAIR HOUSE
24/07/2019
  • ZEUS TECH & TRADING GROUP LTD
  • WWW.FIBONETIX.COM
A warning PDF of date 24/07/2019 (new window) CSSF (LUXEMBURGO) 
11/09/2019
  • WWW.FSCLUX.LU
A warning PDF of date 11/09/2019 (new window) CSSF (LUXEMBURGO)SE PRESENTA COMO UN REGULADOR DE LUXEMBURGO CON LA DENOMINACIÓN “FINANCIAL SERVICES COMMISSION LUXEMBOURG”, UNA ENTIDAD QUE NO EXISTE.
19/10/2016
  • ZIDEX FINANCIALS
  • HTTP://WWW.ZIDEXFINANCIALS.COM
A warning PDF of date 19/10/2016 (new window) CSSF (LUXEMBURGO) 
11/09/2019
  • FINAMORE CAPITAL S.A.
  • WWW.FINAMORECAPITAL.COM
A warning PDF of date 11/09/2019 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities.