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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 574 out of 613
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/04/2002
  • RHEINISCH WESTFÄLISCHE GRUNDBESITZ, AG
A warning PDF of date 24/04/2002 (new window) CBF (BELGICA) 
18/02/2002
  • ALPHA MANAGEMENT
A warning PDF of date 18/02/2002 (new window) CBF (BELGICA) 
18/02/2002
  • WEDGEWOOD AQUISITIONS
A warning PDF of date 18/02/2002 (new window) CBF (BELGICA) 
24/04/2002
  • MILLENNIUM FINANCIAL LTD.
A warning PDF of date 24/04/2002 (new window) CBF (BELGICA)VER ADVERTENCIAS CNMV
21/06/2006
  • STEIN AND FITZGERALD ASSOCIATES
A warning PDF of date 21/06/2006 (new window) CBF (BELGICA) 
27/09/2002
  • GOODMAN HART ASSOCIATES
A warning PDF of date 27/09/2002 (new window) CBF (BELGICA)VER ADVERTENCIAS CNMV
30/09/2002
  • LIVINGSTONE ASSET MANAGEMENT
A warning PDF of date 30/09/2002 (new window) CBF (BELGICA) 
27/09/2002
  • CHARTWELL ASSET MANAGEMENT
A warning PDF of date 27/09/2002 (new window) CBF (BELGICA) 
19/01/2005
  • BRUXELLES BANK FINANCE & SECURITY SERVICE
  • WWW.BBFSS.COM
A warning PDF of date 19/01/2005 (new window) CBF (BELGICA) 
27/09/2002
  • MORGAN YOUNG
A warning PDF of date 27/09/2002 (new window) CBF (BELGICA) 

Consultation criteria: By type unauthorised entities.