Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 574 out of 618
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/05/2019
  • WWW.ECNPREMIUM.COM
A warning PDF of date 16/05/2019 (new window) CONSOB (ITALIA) 
16/05/2019
  • KONTOFX
  • HTTPS://WWW.KONTOFX.COM
A warning PDF of date 16/05/2019 (new window) MFSA (MALTA) 
16/05/2019
  • PLATINUM GLOBAL ASSOCIATES
  • HTTP://WWW.PLATINUMGLOBALASSOCIATES.COM
A warning PDF of date 16/05/2019 (new window) FCA (REINO UNIDO) 
16/05/2019
  • BLANC AND BEAUFORT BROKERAGE (CLON)
  • WWW.BLANCANDBEAUFORT.COM
A warning PDF of date 16/05/2019 (new window) FCA (REINO UNIDO) 
16/05/2019
  • ALMAGEST GROUP
  • HTTPS://WWW.ALMAGESTGROUP.COM
A warning PDF of date 16/05/2019 (new window) CSSF (LUXEMBURGO) 
16/05/2019
  • WEST MEDIA GROUP LIMITED - PRO TECHNOLOGIES
  • HTTPS://24BTCMARKETS.COM
A warning PDF of date 16/05/2019 (new window) CONSOB (ITALIA) 
16/05/2019
  • WWW.WELLINGTON-MANAGEMENT.ORG
A warning PDF of date 16/05/2019 (new window) CSSF (LUXEMBURGO)LA WEB NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA, WELLINGTON MANAGEMENT GROUP
16/05/2019
  • WWW.CDAINVEST.COM
A warning PDF of date 16/05/2019 (new window) CSSF (LUXEMBURGO)LA WEB NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA, C.D.A. INVEST S.A.
22/05/2019
  • CREDIT SOLUTIONS/ CREDITO SOLUCIONES
  • WWW.CREDITOSOLUCIONES.COM
A warning PDF of date 22/05/2019 (new window) FMA (AUSTRIA) 
22/05/2019
  • STANFORD CAPITAL MARKETS
  • WWW.STANFORDCAPITALMARKETS.COM
A warning PDF of date 22/05/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.