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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 574 out of 662
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/09/2016
  • TIX GROUP LTD / JEDI MARKETING LTD
  • WWW.TIXFX.COM
A warning PDF of date 21/09/2016 (new window) CONSOB (ITALIA) 
16/04/2014
  • TJB TRADING
A warning PDF of date 16/04/2014 (new window) FSMA (BELGICA) 
11/06/2014
  • TJB TRADING
  • HTTP://TJBTRADING.COM
A warning PDF of date 11/06/2014 (new window) CSSF (LUXEMBURGO) 
26/02/2020
  • TL FINANCIAL CONSULTANCY (CLON)
  • HTTPS://WWW.TLFINANCIAL.CO.UK/
  • HTTP://WWW.TL-FINANCIAL.COM/
A warning PDF of date 26/02/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA TL FINANCIAL CONSULTANCY
12/03/2014
  • TL MALLEN. LLC
  • WWW.TLMALLEN.COM
A warning PDF of date 12/03/2014 (new window) FCA (REINO UNIDO) 
05/12/2012
  • TND CAPITAL
A warning PDF of date 05/12/2012 (new window) FSMA (BELGICA) 
28/12/2016
  • TOKACHI GROUP
  • WWW.TOKACHIGROUP.COM
A warning PDF of date 28/12/2016 (new window) SFSA (SUECIA) 
25/10/2017
  • TOKAI NATIONAL PARTNERS
  • WWW.TNPSECURITIES.COM
A warning PDF of date 25/10/2017 (new window) DFSA (DINAMARCA) 
05/12/2017
  • TOKAI NATIONAL PARTNERS
  • WWW.TNPSECURITIES.COM
A warning PDF of date 05/12/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
12/03/2014
  • TOKEN FINANCIAL
A warning PDF of date 12/03/2014 (new window) EI_CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities.