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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 573 out of 662
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/11/2007
  • BRADSTONE HEALY & PRATT
  • WWW.BHPMERGERS.COM
A warning PDF of date 21/11/2007 (new window) SFC (HONG KONG) 
19/09/2018
  • BRADSHAW ASSET MANAGEMENT (CLON)
  • WWW.BRADSHAWASSETMANAGEMENT.COM
A warning PDF of date 19/09/2018 (new window) FCA (REINO UNIDO) 
09/05/2012
  • BRADLEY KING M & A
  • WWW.BRADLEYKINGMA.COM
A warning PDF of date 09/05/2012 (new window) SFSA (SUECIA) 
03/07/2013
  • BRADLEY KING M & A
  • WWW.BRADLEYKINGMA.COM
A warning PDF of date 03/07/2013 (new window) FCA (REINO UNIDO) 
15/07/2009
  • BRADLEY HILL HOLDINGS LIMITED
  • WWW.BRADLEYHILLHOLDINGS.COM
A warning PDF of date 15/07/2009 (new window) SFC (HONG KONG) 
05/10/2011
  • BRADLEY ASSOCIATES
A warning PDF of date 05/10/2011 (new window) FSMA (BELGICA) 
20/04/2016
  • BRADLEY & ROGERS / BRADLEY ROGERS LLC
  • WWW.BRADLEYROGERS.COM
A warning PDF of date 20/04/2016 (new window) FCA (REINO UNIDO) 
26/10/2016
  • BRADLEY & NOWELL LLC
  • WWW.BRADLEYNOWELL.COM
A warning PDF of date 26/10/2016 (new window) FCA (REINO UNIDO) 
05/12/2012
  • BRADFORD SECURITIES LLC
  • WWW.BRADFORDSECURITIESLLC.COM
A warning PDF of date 05/12/2012 (new window) FSA (REINO UNIDO) 
12/06/2019
  • BRADFORD AND FELDMAN CONSULTANCY LLC
  • WWW.BRADFORDANDFELDMAN.COM
A warning PDF of date 12/06/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.