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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 573 out of 712
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/11/2008
  • SOVEREIGN PACIFIC INC
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
15/01/2014
  • SOVEREIGN WEALTH CAPITAL
  • HTTP://SOVEREIGNWEALTHCAPITAL.COM
A warning PDF of date 15/01/2014 (new window) FSAN (NORUEGA) 
25/04/2018
  • SOVEREIGN WEALTH PRESERVATION (CLON)
  • WWW.SWPC.EU
A warning PDF of date 25/04/2018 (new window) FCA (REINO UNIDO) 
21/12/2011
  • SPACE ENERGY AG
  • WWW.SPACEENERGY.COM
A warning PDF of date 21/12/2011 (new window) SFSA (SUECIA) 
12/08/2020
  • SPARK GLOBAL LTD
  • WWW.SGLFD.COM
A warning PDF of date 12/08/2020 (new window) FCA (REINO UNIDO) 
22/04/2015
  • SPARROW CAPITAL PARTNERS (CLON)
  • WWW.SPARROWCAPITALPARTNERS.COM
A warning PDF of date 22/04/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
10/06/2009
  • SPARTACUS PRIVATE EQUITY GROUP
  • WWW.SPARTACUS-GROUP.COM
A warning PDF of date 10/06/2009 (new window) SFSA (SUECIA) 
09/05/2018
  • SPEARTRADER
  • WWW.SPEARTRADER.COM
A warning PDF of date 09/05/2018 (new window) SFSA (SUECIA) 
06/06/2018
  • SPEARTRADER
  • WWW.SPEARTRADER.COM
A warning PDF of date 06/06/2018 (new window) FMA (AUSTRIA) 
30/10/2013
  • SPECIALIST INVESTOR FUNDS
  • WWW.SPECIALISTINVESTORFUNDS.COM
A warning PDF of date 30/10/2013 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.