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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 572 out of 680
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/05/2011
  • ROIET TRADING
  • WWW.ROIET-TRADING.COM
A warning PDF of date 11/05/2011 (new window) CSSF (LUXEMBURGO) 
16/05/2019
  • ALMAGEST GROUP
  • HTTPS://WWW.ALMAGESTGROUP.COM
A warning PDF of date 16/05/2019 (new window) CSSF (LUXEMBURGO) 
29/07/2020
  • ADVANZIA CREDIT
  • WWW.ADVANZIA-CREDIT.COM
A warning PDF of date 29/07/2020 (new window) CSSF (LUXEMBURGO) 
10/07/2019
  • SAP ONE
  • WWW.SAP-ONE.NET
A warning PDF of date 10/07/2019 (new window) CSSF (LUXEMBURGO) 
05/08/2015
  • ASHOKA CAPITAL MARKETS
  • WWW.ASHOKACAPITALMARKETS.COM
A warning PDF of date 05/08/2015 (new window) CSSF (LUXEMBURGO) 
10/07/2019
  • LFP LUXEMBOURG S.A / LFP S.A.
  • WWW.LFP-GESTION.COM
A warning PDF of date 10/07/2019 (new window) CSSF (LUXEMBURGO) 
11/10/2006
  • GOLDMILL WAGNER & ASSOCIATES (COSTA RICA)
A warning PDF of date 11/10/2006 (new window) CSSF (LUXEMBURGO) 
20/01/2016
  • JJ BAUER ASSET MANAGEMENT
  • HTTPS://WWW.JJ-BAUER.COM
A warning PDF of date 20/01/2016 (new window) CSSF (LUXEMBURGO) 
08/04/2020
  • BOURSE ELECTRICITÉ
  • HTTPS://BOURSE-ELECTRICITE.COM
A warning PDF of date 08/04/2020 (new window) CSSF (LUXEMBURGO) 
16/10/2019
  • GOLD HERITAGE
  • WWW.GOLD-HERITAGE.COM
A warning PDF of date 16/10/2019 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities.