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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 572 out of 606
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
27/03/2013
  • ARIUN FINANCIAL GROUP
  • WWW.ARIUNFG.COM
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
28/05/2014
  • ARIS UK ADVISORY
  • WWW.UK-ADVISORY.COM
A warning PDF of date 28/05/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ARIS MANAGEMENT GMBH
02/07/2014
  • ARIES VENTURES INC
  • WWW.ARIESVENTURESINC.COM
A warning PDF of date 02/07/2014 (new window) SFSA (SUECIA) 
22/08/2018
  • ARIELBANK PLC
  • HTTPS://ARIELBANK.COM/
A warning PDF of date 22/08/2018 (new window) FCA (REINO UNIDO) 
28/05/2014
  • ARIAD FINANCIAL SERVICES
A warning PDF of date 28/05/2014 (new window) AFM (PAISES BAJOS (HOLANDA)) 
25/01/2006
  • ARGUS INTERNATIONAL LIMITED
A warning PDF of date 25/01/2006 (new window) SFC (HONG KONG) 
19/02/2004
  • ARGO TRUST LIMITED
A warning PDF of date 19/02/2004 (new window) MFSA (MALTA) 
16/08/2018
  • ARDENT ASSET ADVISORS LP (CLON)
  • WWW.ARDENTADVISERS.COM
A warning PDF of date 16/08/2018 (new window) FCA (REINO UNIDO) 
27/06/2018
  • ARDEN & PARTNERS (CLON)
A warning PDF of date 27/06/2018 (new window) FCA (REINO UNIDO) 
12/06/2013
  • ARDEA CAPITAL LP
  • WWW.ARDEACAPITALLP.COM
A warning PDF of date 12/06/2013 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.