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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 572 out of 674
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
02/11/2011
  • CADDEN INTERNATIONAL LTD
  • WWW.CADDENINTL.COM
A warning PDF of date 02/11/2011 (new window) FSA (REINO UNIDO) 
29/10/2014
  • CAC INVEST
A warning PDF of date 29/10/2014 (new window) AMF (FRANCIA) 
07/03/2018
  • CABBOT LAW GROUP
  • WWW.CABBOTLAWGROUP.COM
A warning PDF of date 07/03/2018 (new window) FCA (REINO UNIDO) 
31/03/2020
  • BYRON-STAFFORD
  • HTTPS://BYRON-STAFFORD.COM/
A warning PDF of date 31/03/2020 (new window) FSMA (BELGICA) 
18/09/2013
  • BYRD FLEMING AND ASSOCIATES
  • WWW.BFANDASSOCIATES.COM
A warning PDF of date 18/09/2013 (new window) FCA (REINO UNIDO) 
29/06/2011
  • BVB DEVELOPMENT SA
A warning PDF of date 29/06/2011 (new window) FSMA (BELGICA) 
03/08/2011
  • BUTLER INVESTMENT MANAGERS
  • WWW.BUTLER-INVESTMENTMANAGERS.COM
  • WWW.BUTLER-INVESTMENTS.COM
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO)SIN RELACION CON LA FIRMA BUTLER INVESTMENT MANAGERS LTD AUTORIZADA POR LA FSA CON EL NUMERO 477024
13/06/2012
  • BUSINESS INTELLIGENCE
  • HTTP://WWW.BIAMANAGEMENT.COM/
A warning PDF of date 13/06/2012 (new window) DFSA (DINAMARCA) 
25/01/2017
  • BUSINESS GRANTS AND LOANS
  • WWW.UKGRANTS.ORG.UK
A warning PDF of date 25/01/2017 (new window) FCA (REINO UNIDO) 
04/11/2009
  • BUSINESS COORDINATION SERVICE - TRADING BVBA
A warning PDF of date 04/11/2009 (new window) CBFA (BELGICA) 

Consultation criteria: By type unauthorised entities.