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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 572 out of 605
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
06/09/2017
  • WILKINS DEVELOPMENTS / WILKINS PROPERTY DEVELOPMENTS
  • WWW.WILKINSDEVELOPMENTS.COM
A warning PDF of date 06/09/2017 (new window) FCA (REINO UNIDO) 
20/04/2011
  • WILKINSON BENNINGS SECURITIES
  • WWW.WILKINSONBENNINGS.COM
A warning PDF of date 20/04/2011 (new window) SFSA (SUECIA) 
18/04/2012
  • WILLIAM & BROWN MANAGEMENT GROUP
  • WWW.WILLIAMBROWNMANAGEMENT.COM
A warning PDF of date 18/04/2012 (new window) FSA (REINO UNIDO) 
04/07/2012
  • WILLIAM BLAIR CAPITAL PARTNERS
A warning PDF of date 04/07/2012 (new window) FSA (REINO UNIDO) 
21/11/2012
  • WILLIAM BLAKE
A warning PDF of date 21/11/2012 (new window) FSMA (BELGICA) 
10/10/2012
  • WILLIAM BLAKE
  • WWW.WILL-BLAKE.COM
A warning PDF of date 10/10/2012 (new window) SFSA (SUECIA) 
20/04/2011
  • WILLIAM CAMPBELL COMPANY
  • WWW.WILLIAMCAMPBELLCOMPANY.COM
A warning PDF of date 20/04/2011 (new window) FSA (REINO UNIDO) 
18/01/2017
  • WILLIAM PAULSTERN
  • WWW.WILLIAMPAULSTERN.COM
A warning PDF of date 18/01/2017 (new window) FSAN (NORUEGA) 
15/02/2017
  • WILLIAM PAULSTERN / CAMDAN LIMITED
A warning PDF of date 15/02/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS).
16/03/2011
  • WILLIAM SMITH AND COMPANY
  • WWW.WILLIAMSMITHANDCOMPANY.COM
A warning PDF of date 16/03/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.