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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 572 out of 712
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
08/03/2006
  • SOUTH PACIFIC BANK
  • WWW.SPBONLINE.CO.UK
A warning PDF of date 08/03/2006 (new window) FSC (ISLA DE MAN) 
25/02/2015
  • SOUTH PACIFIC CAPITAL SINGLE MEMBER P.C.
  • NIKOLOV IVAYLO
A warning PDF of date 25/02/2015 (new window) HCMC (GRECIA) 
31/01/2007
  • SOUTH WEST BANK
A warning PDF of date 31/01/2007 (new window) FSC (ISLA DE MAN) 
05/05/2020
  • SOUTH WEST CAPITAL PARTNERS LLP (CLON)
  • HTTPS://WWW.SOUTHWESTCAPITALPARTNERS.CO.UK/INDEX.HTML
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA CON EL MISMO NOMBRE
18/03/2015
  • SOUTHEAST ASIA TRADERS
  • HTTP://SOUTHEASTASIATRADERS.COM/
A warning PDF of date 18/03/2015 (new window) DFSA (DINAMARCA) 
08/11/2006
  • SOUTHERN CROSS MERGERS AND ACQUISITIONS
A warning PDF of date 08/11/2006 (new window) AMF (FRANCIA) 
20/09/2006
  • SOUTHERN CROSS MERGERS AND ACQUISITIONS
  • WWW.SOUTHERNCROSSMA.COM
A warning PDF of date 20/09/2006 (new window) SFSA (SUECIA) 
23/01/2008
  • SOUTHERN CROSS MERGERS AND ACQUISITIONS
  • WWW.SOUTHERNCROSSMA.COM
A warning PDF of date 23/01/2008 (new window) SFC (HONG KONG) 
25/05/2005
  • SOUTHTRUST BANK
A warning PDF of date 25/05/2005 (new window) SFC (HONG KONG) 
12/12/2007
  • SOVEREIGN GLOBAL TRADING
  • WWW.SOVTRADING.COM
A warning PDF of date 12/12/2007 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities.