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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 572 out of 698
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/03/2008
  • ABERDEEN LYLE GROUP
  • WWW.ABERDEENLYLE.COM
A warning PDF of date 19/03/2008 (new window) SFC (HONG KONG) 
19/03/2008
  • BLACKSTONE, NELSON, NEWHOUSE
  • WWW.BNNSERVICES.COM
A warning PDF of date 19/03/2008 (new window) SFC (HONG KONG) 
12/03/2008
  • OKAMURA ASSET MANAGEMENT
A warning PDF of date 12/03/2008 (new window) AFM (PAISES BAJOS (HOLANDA)) 
12/03/2008
  • HACHIRO MERGERS AND ACQUISITIONS
  • WWW.HACHIRO.ORG
A warning PDF of date 12/03/2008 (new window) SFSA (SUECIA) 
06/03/2008
  • HOWELL SCHINE & CO
  • WWW.HOWELLSCHINE.COM
A warning PDF of date 06/03/2008 (new window) SFC (HONG KONG) 
06/03/2008
  • MANCHUKUO TEMPORARY GOVERNMENT
  • WWW.MANCHUKUO.ORG
A warning PDF of date 06/03/2008 (new window) SFC (HONG KONG) 
06/03/2008
  • MAXON & ASSOCIATES SECURITIES LIMITED
  • WWW.MAXON-ASSOCIATES.COM
A warning PDF of date 06/03/2008 (new window) SFC (HONG KONG) 
27/02/2008
  • FIA CORPORATION, S.A.
A warning PDF of date 27/02/2008 (new window) HCMC (GRECIA) 
27/02/2008
  • CONCEPTS FINANCIAL CONSULTANTS, S.A.
A warning PDF of date 27/02/2008 (new window) HCMC (GRECIA) 
27/02/2008
  • CONCEPTS SOLUTIONS, S.A.
A warning PDF of date 27/02/2008 (new window) HCMC (GRECIA) 

Consultation criteria: By type unauthorised entities.