As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 571 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/08/2023
  • ACTIVE FOREX TRADE / ACTIVEFOREXTRADE
  • WWW.ACTIVEFOREXTRADE.INFO
A warning PDF of date 09/08/2023 (new window) FCA (REINO UNIDO) 
11/05/2016
  • FINANCIAL SERVICES NET LTD (CLON)
A warning PDF of date 11/05/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
19/04/2017
  • MONEY INFORMATION SERVICE
  • WWW.MONEYINFORMATIONSERVICE.ORG.UK
  • HTTP://MONEYINFORMATIONSERVICE.ONLINE
A warning PDF of date 19/04/2017 (new window) FCA (REINO UNIDO) 
19/04/2017
  • LAWSON CONSULTANCY LIMITED
  • WWW.LAWSONCONSULTANCY.COM
A warning PDF of date 19/04/2017 (new window) FCA (REINO UNIDO) 
13/11/2013
  • STRATEGIC PRIVATE EQUITY LLC
  • WWW.STRATEGICPE.COM
A warning PDF of date 13/11/2013 (new window) FCA (REINO UNIDO) 
13/11/2013
  • GLOBAL CORPORATE PARTNERS
  • WWW.GLOBALPARTNERS.COM
A warning PDF of date 13/11/2013 (new window) FCA (REINO UNIDO) 
19/04/2017
  • RALSTON CONSULTANCY LTD
  • WWW.RALSTONLTD.COM
A warning PDF of date 19/04/2017 (new window) FCA (REINO UNIDO) 
18/05/2016
  • SURE MONEY UK (CLON)
A warning PDF of date 18/05/2016 (new window) FCA (REINO UNIDO) 
19/03/2014
  • CONCEPT FUND SOLUTIONS PLC
  • WWW.CONCEPTFUNDSOLUTIONS.COM
A warning PDF of date 19/03/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON EL FONDO DEL MISMO NOMBRE QUE ESTÁ DEBIDAMENTE REGISTRADO
19/04/2017
  • MATCHPOINT FINANCE PLC (CLON)
  • WWW.MATCHPOINTFINANCE.CO.UK
A warning PDF of date 19/04/2017 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON UNA ENTIDAD IRLANDESA DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN

Consultation criteria: By type unauthorised entities.