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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 571 out of 662
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/08/2006
  • MASCOT WALTERS
A warning PDF of date 23/08/2006 (new window) FSC (ISLA DE MAN) 
23/08/2006
  • MR JAMES CROBSY
A warning PDF of date 23/08/2006 (new window) FSC (ISLA DE MAN) 
23/08/2006
  • STOCKTON S.R.O.
  • WWW.STOCKTON.CZ
A warning PDF of date 23/08/2006 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
23/08/2006
  • BRENTWOOD TRUST COMPANY
  • WWW.BRENTWOODTRUST.COM
A warning PDF of date 23/08/2006 (new window) SFSA (SUECIA) 
23/08/2006
  • INTERNATIONAL SECURITIES TAX COMMISSION
  • WWW.ISTCOMMISSION.US
A warning PDF of date 23/08/2006 (new window) SFC (HONG KONG) 
23/08/2006
  • LINK MERGERS & ACQUISITIONS
A warning PDF of date 23/08/2006 (new window) SFC (HONG KONG) 
23/08/2006
  • IMPERIAL TRUST LLC
  • WWW.IMPERIALTRUSTLLC.COM
A warning PDF of date 23/08/2006 (new window) SFC (HONG KONG) 
23/08/2006
  • ULSTER BANK INVESTMENT OFFER
A warning PDF of date 23/08/2006 (new window) FSC (ISLA DE MAN) 
23/08/2006
  • DRC EUROPE
A warning PDF of date 23/08/2006 (new window) FSC (ISLA DE MAN) 
16/08/2006
  • NEW WORLD FINANCIAL EUROPE, S.L.
  • WWW.NWFSL.COM
A warning PDF of date 16/08/2006 (new window) NAFM (PAISES BAJOS (HOLANDA))VER ADVERTENCIAS CNMV

Consultation criteria: By type unauthorised entities.