As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 571 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
08/05/2013
  • HAYES ASSOCIATES
  • WWW.HAYESASSOCIATES.ORG
A warning PDF of date 08/05/2013 (new window) FCA (REINO UNIDO) 
08/05/2013
  • SFVA FINANCE
  • WWW.SFVAFINANCE.COM
A warning PDF of date 08/05/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA SFVA SARL
08/05/2013
  • DEVERE & PARTNERS UK LIMITED / DEVERE LTD
A warning PDF of date 08/05/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEVERE & PARTNERS (UK) LIMITED
08/02/2023
  • ALTEX-INTEL.COM
  • WWW.ALTEX-INTEL.COM
A warning PDF of date 08/02/2023 (new window) FCA (REINO UNIDO) 
08/05/2013
  • APOLLO FINANCIAL MANAGEMENT
  • WWW.FINANCIALMANAGEMENTA.COM
A warning PDF of date 08/05/2013 (new window) FCA (REINO UNIDO) 
08/05/2013
  • BENEFIT PLANNERS INTL
  • WWW.BPIWEALTH.COM
A warning PDF of date 08/05/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA ESTÁ UTILIZANDO EL NOMBRE Y DATOS DE CONTACTO DE BENFIT PLANNERS INTERNATIONAL SPLR, ENTIDAD REGISTRADA ANTERIORMENTE PERO QUE ACTUALMENTE NO ESTÁ ACTIVA
17/04/2013
  • CHARLES SCHWAB
A warning PDF of date 17/04/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVIERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CHARLES SCHWAB UK LIMITED
17/04/2013
  • GREENFIELD SECURITIES LTD
  • WWW.GREENFIELDLTD.COM
A warning PDF of date 17/04/2013 (new window) FCA (REINO UNIDO) 
17/04/2013
  • H TAFT PRIVATE EQUITY
  • WWW.HTAFT.COM
A warning PDF of date 17/04/2013 (new window) FCA (REINO UNIDO) 
17/04/2013
  • ABLE CAPITAL
  • WWW.ABLE-CAPITAL.COM
A warning PDF of date 17/04/2013 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.