As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 570 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/06/2023
  • DIVERSIFIED WEALTH & FUND MANAGEMENT LLC / DIVERSIFY WEALTH & FUND MANAGEMENT LLC
  • WWW.DIVERSIFIEDWEALTHFUND.COM
A warning PDF of date 21/06/2023 (new window) FCA (REINO UNIDO) 
02/08/2023
  • EPIC GROWTH INVESTMENTS
  • WWW.EPICGROWTHINVESTMENT.COM
A warning PDF of date 02/08/2023 (new window) FCA (REINO UNIDO) 
22/11/2023
  • MONI FINEX
  • WWW.MONI-FINEX.ORG
A warning PDF of date 22/11/2023 (new window) FCA (REINO UNIDO) 
19/04/2017
  • CARMINE HOFFMAN LAW FIRM LLP
  • WWW.CARMINEHOFFMANLAW.COM
A warning PDF of date 19/04/2017 (new window) FCA (REINO UNIDO) 
11/05/2016
  • FALCON ASSET MANAGEMENT
  • WWW.FALCONASSETMGT.COM
A warning PDF of date 11/05/2016 (new window) FCA (REINO UNIDO) 
22/11/2023
  • TFX PRIMES
  • WWW.TFXPRIMES.COM
A warning PDF of date 22/11/2023 (new window) FCA (REINO UNIDO) 
26/04/2017
  • ZENITH INVESTOR
  • WWW.ZENITHINVESTOR.COM
A warning PDF of date 26/04/2017 (new window) FCA (REINO UNIDO) 
02/01/2014
  • WESTBERG EQUITY RESEARCH CORP (WERC)
  • WWW.WERC-ADVISORY.COM
  • WWW.WESTBERGCORP.COM
A warning PDF of date 02/01/2014 (new window) FCA (REINO UNIDO) 
06/11/2013
  • PICTET PRIVATE WEALTH MANAGEMENT
A warning PDF of date 06/11/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE AUTORIZADAS PICTET ASSET MANAGEMENT LIMITED Y PICTET INVESTMENT COMPANY LIMITED
09/08/2023
  • ENDURINGFOREX / ENDURING FOREX INVESTMENT
  • WWW.ENDURING-FOREX.COM
A warning PDF of date 09/08/2023 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.