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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 570 out of 712
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/09/2012
  • CT LAMBSON & ASSOCIATES, LLC
A warning PDF of date 19/09/2012 (new window) EI_CBI (IRLANDA) 
19/09/2012
  • PROFIDEX LIMITED
A warning PDF of date 19/09/2012 (new window) EI_CBI (IRLANDA) 
19/09/2012
  • MMA CAPITAL MARKETS LIMITED
A warning PDF of date 19/09/2012 (new window) EI_CBI (IRLANDA) 
08/06/2011
  • TORTOLA CAPITAL
A warning PDF of date 08/06/2011 (new window) EI_CBI (IRLANDA) 
02/07/2014
  • CONNOR SIMMONS GROUP
A warning PDF of date 02/07/2014 (new window) EI_CBI (IRLANDA) 
08/06/2011
  • FUTURO FINANCIAL
A warning PDF of date 08/06/2011 (new window) EI_CBI (IRLANDA) 
28/10/2015
  • STRATEGIC ASSET MANAGEMENT LIMITED (IRELAND)
A warning PDF of date 28/10/2015 (new window) EI_CBI (IRLANDA) 
02/07/2014
  • STEALTH TAKEOVERS
A warning PDF of date 02/07/2014 (new window) EI_CBI (IRLANDA) 
26/12/2013
  • LEIGHTON CORPORATE SERVICES LLC
A warning PDF of date 26/12/2013 (new window) EI_CBI (IRLANDA) 
19/09/2012
  • SUN-WEALTH CORPORATE FINANCE
A warning PDF of date 19/09/2012 (new window) EI_CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities.