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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 570 out of 749
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/01/2017
  • CUMBERLAND CAPITAL LTD
  • WWW.TROPICALTRADE.COM
A warning PDF of date 18/01/2017 (new window) CONSOB (ITALIA) 
16/11/2011
  • CULVERHOUSE CAPITAL
  • WWW.CULVERHOUSECAPITAL.COM
A warning PDF of date 16/11/2011 (new window) CSSF (LUXEMBURGO) 
24/10/2018
  • CULLEN PRICE GROUP
  • WWW.CPGCAP.COM
A warning PDF of date 24/10/2018 (new window) FCA (REINO UNIDO) 
04/07/2018
  • CT-TRADE (CLON)
  • WWW.CT-TRADE.COM
A warning PDF of date 04/07/2018 (new window) FCA (REINO UNIDO) 
07/04/2020
  • CTINDEXFOREX (CLON)
  • HTTPS://CTINDEXFOREX.COM/
A warning PDF of date 07/04/2020 (new window) FCA (REINO UNIDO) 
11/10/2017
  • CTI GROUP ADVISORS
  • WWW.CTIGROUPADVISORS.COM
A warning PDF of date 11/10/2017 (new window) FCA (REINO UNIDO) 
14/06/2017
  • CTI CHINA RENAISSANCE (CTICR) / XW TECHNOLOGY HONG KONG LIMITED
A warning PDF of date 14/06/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
14/06/2017
  • CTI CHINA RENAISSANCE
  • WWW.CTIMANAGEMENT.COM
A warning PDF of date 14/06/2017 (new window) SFSA (SUECIA) 
11/12/2019
  • CTFY TRADING LLC (“CRYPTIFY TRADING BOT”)
  • HTTPS://T.ME/CRYPTIFYTRADINGBOT
A warning PDF of date 11/12/2019 (new window) FMA (AUSTRIA) 
25/10/2006
  • CTA BANK
  • WWW.CTABANK.COM
A warning PDF of date 25/10/2006 (new window) CBF (BELGICA) 

Consultation criteria: By type unauthorised entities.