Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 570 out of 633
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/07/2009
  • UNITED TRUST TRAINING & COACHING, SOCIEDAD LIMITADA
A warning PDF of date 15/07/2009 (new window) FMA (AUSTRIA) 
16/01/2013
  • UNITED WORLD CAPITAL LTD
A warning PDF of date 16/01/2013 (new window) FSA (REINO UNIDO) 
21/07/2010
  • UNIVERSAL CONSOLIDATED
  • WWW.UNIVERSALCSLD.COM
A warning PDF of date 21/07/2010 (new window) FSA (REINO UNIDO) 
13/10/2005
  • UNIVERSAL CREDIT UNION OF SWEDEN ECONOMIC
A warning PDF of date 13/10/2005 (new window) SFSA (SUECIA) 
23/04/2014
  • UNIVERSAL FINANCE BANK
A warning PDF of date 23/04/2014 (new window) SFSA (SUECIA) 
22/02/2012
  • UNIVERSAL LIBERTY EXPRESS BANK
A warning PDF of date 22/02/2012 (new window) FSMA (BELGICA) 
07/02/2007
  • UNIVERSAL MERCANTILE BUILDING SOCIETY EF (UMBS)
A warning PDF of date 07/02/2007 (new window) SFSA (SUECIA) 
15/03/2006
  • UNIVERSAL NETWORKS, INC.
A warning PDF of date 15/03/2006 (new window) SFSA (SUECIA) 
17/07/2019
  • UNIVERSE MARKETS / WHITESQUARE TRADING LTD
  • WWW.UNIVERSE-MARKETS.COM
A warning PDF of date 17/07/2019 (new window) FMA (AUSTRIA) 
25/05/2016
  • UNSECURED LOAN CALL ME (CLON)
  • WWW.UNSECUREDLOANCALLME.COM
A warning PDF of date 25/05/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE

Consultation criteria: By type unauthorised entities.