As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

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Page 569 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
27/02/2019
  • INVESTFINANS AB
  • GELDANLAGEN.INVESTFINANSAB.EU
  • WWW.INVESTFINANSAB.EU
  • WWW.GUTEGELDANLAGEN.COM
A warning PDF of date 27/02/2019 (new window) FMA (AUSTRIA) 
24/02/2010
  • INVESTEX
  • WWW.INVESTEXFUNDS.COM
A warning PDF of date 24/02/2010 (new window) SFC (HONG KONG) 
20/07/2005
  • INVESTECBV TRUST & FINANCE BV
  • WWW.INVESTECBV.COM
A warning PDF of date 20/07/2005 (new window) FSC (ISLA DE MAN) 
23/09/2020
  • INVESTEC PRIVATE BANKING (CLON)
A warning PDF of date 23/09/2020 (new window) FCA (REINO UNIDO) 
04/11/2020
  • INVESTEC PLC / INVESTEC ASSET MANAGEMENT (CLON)
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA INVESTEC CLICK & INVEST LTD
25/07/2012
  • INVESTEC FUND MANAGERS LIMITED
A warning PDF of date 25/07/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS INVESTEC ASSET MANAGEMENT LIMITED E INVESTEC FUND MANAGERS LIMITED
28/09/2022
  • INVESTEC EUROPE(CLONE)
A warning PDF of date 28/09/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA CLONADO EL NOMBRE DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA POR EL BANCO CENTRAL DE IRLANDA, INVESTEC EUROPE LIMITED, ADEMÁS DE ALGUNOS DATOS DE LAS ENTIDADES LEGÍTIMAMENTE REGISTRADAS EN EL REINO UNIDO, INVESTEC BANK PLC Y INVESTEC WEALTH & INVESTMENT LIMITED
01/12/2021
  • INVESTEC COINS FUND LTD / INVESTECCOINSFUND LTD
  • HTTP://INVESTECCOINSFUND.LTD/
A warning PDF of date 01/12/2021 (new window) FCA (REINO UNIDO) 
19/02/2014
  • INVESTEC CAPITAL CORPORATION
  • WWW.INVESTECCAPITALCORPINC.COM
A warning PDF of date 19/02/2014 (new window) FCA (REINO UNIDO) 
15/04/2015
  • INVESTEC ASSET MANAGEMENT LIMITED (CLON)
A warning PDF of date 15/04/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE

Consultation criteria: By type unauthorised entities.