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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 569 out of 712
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/10/2011
  • SOHO SERVICES LIMITED
A warning PDF of date 19/10/2011 (new window) JFSC (JERSEY) 
19/06/2013
  • SOL TRANSFER AGENTS LLC
  • HTTP://SOLTSFR.COM/
A warning PDF of date 19/06/2013 (new window) FCA (REINO UNIDO) 
25/05/2016
  • SOLAR COURTAGE
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
14/11/2018
  • SOLAR SECURITIES INTERNATIONAL TRANSFER (USA)
  • WWW.SOLARSECURITIESINTLTRANSFER.COM
A warning PDF of date 14/11/2018 (new window) CBI (IRLANDA) 
28/11/2012
  • SOLARIS FINANCIAL SOLUTIONS
  • WWW.SOLARIS-FS.COM
A warning PDF of date 28/11/2012 (new window) FSA (REINO UNIDO) 
24/10/2007
  • SOLARIS GLOBAL PARTNERS
  • WWW.SOLARISGLOBALPARTNERS.COM
  • WWW.1STINVESTANDSECURITIES.COM
A warning PDF of date 24/10/2007 (new window) SFSA (SUECIA) 
20/01/2010
  • SOLE INVEST GMBH
  • WWW.DUBAI-CAPITAL.COM
A warning PDF of date 20/01/2010 (new window) FMA (AUSTRIA) 
11/07/2018
  • SOLID CAPITAL LTD / VORTEX CAPITAL LTD
  • WWW.AXECC.IO
A warning PDF of date 11/07/2018 (new window) CONSOB (ITALIA) 
16/04/2008
  • SOLID GOLD FINANCE LIMITED
A warning PDF of date 16/04/2008 (new window) SFC (HONG KONG) 
06/06/2018
  • SOLID PLUS LTD
  • WWW.SOLIDFXPLUS.COM
A warning PDF of date 06/06/2018 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities.