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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 567 out of 749
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/08/2020
  • DCD LONDON AND MUTUAL (CLON)
  • WWW.LONDONANDMUTUAL.CO.UK
A warning PDF of date 25/08/2020 (new window) FCA (REINO UNIDO) 
30/09/2020
  • BN PRIVATE WEALTH MANAGEMENT / BN LONDON / BN WEALTH (CLON)
  • WWW.BN-WEALTH.COM
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 
30/09/2020
  • NOMURA BANK (CLON)
  • WWW.NOMURA-BANK.COM
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 
30/09/2020
  • SCOTIABANK (CLON)
  • WWW.SCOTIABANK.SBE-UK.COM
  • WWW.SCOTIABANK-EUROPE.COM
  • WWW.SBE-UK.COM
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 
30/09/2020
  • DBS TRADE / DBS BONDS (CLON)
  • WWW.DBSBONDS.COM
  • WWW.DBSTRADE.CO.UK
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 
30/09/2020
  • CARMIGNAC HOLDINGS / CARMIGNAC INVESTMENT (CLON)
  • WWW.CARMIGNACHOLDINGS.COM
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 
30/09/2020
  • NORWICH SAVINGS AND LOANS (CLON)
  • HTTPS://NORWICHSAVINGS.CO.UK/
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 
30/09/2020
  • EVOLVE FINANCIAL SERVICES LIMITED
  • EVOLVE FINANCIALS (CLON)
  • HTTPS://EVOLVEFINANCIALSERVICESLTD.COM
  • EVOLVE FINANCIAL SERVICES LTD
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 
30/09/2020
  • BNY MELLON / THE BANK OF NEW YORK MELLON (INTERNATIONAL) LTD (CLON)
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 
13/04/2016
  • GS LOANS (CLON)
A warning PDF of date 13/04/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN

Consultation criteria: By type unauthorised entities.