Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 567 out of 749
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/07/2010
  • DAVID DUKE
A warning PDF of date 07/07/2010 (new window) FSC (ISLA DE MAN) 
16/09/2009
  • DAVENPORT CHADWICK & CO. LTD
A warning PDF of date 16/09/2009 (new window) CYSEC (CHIPRE) 
09/07/2008
  • DAUPHIN ASSET EUROPE
  • WWW.DAUPHINEUROPE.COM
A warning PDF of date 09/07/2008 (new window) SFSA (SUECIA) 
17/09/2008
  • DAUPHIN ASSET EUROPE
A warning PDF of date 17/09/2008 (new window) AFM (PAISES BAJOS (HOLANDA)) 
19/02/2020
  • DATA FINANCIAL SERVICES GROUP
A warning PDF of date 19/02/2020 (new window) FCA (REINO UNIDO) 
28/06/2017
  • DASH LOANS (CLON)
A warning PDF of date 28/06/2017 (new window) FCA (REINO UNIDO) 
26/09/2012
  • DANT AND COMPANY LLC
  • WWW.DANTCOMPANY.COM
A warning PDF of date 26/09/2012 (new window) FSA (REINO UNIDO) 
05/02/2014
  • DANSKE CAPITAL (CLON DE UNA ENTIDAD AUTORIZADA)
A warning PDF of date 05/02/2014 (new window) FCA (REINO UNIDO) 
13/05/2009
  • DAMON AND CALLUS
  • WWW.DAMONANDCALLUS.COM
A warning PDF of date 13/05/2009 (new window) SFSA (SUECIA) 
10/10/2019
  • DAISY PRECIOUS LTD
  • WWW.FXWORLD24.COM
A warning PDF of date 10/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.

Consultation criteria: By type unauthorised entities.