As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 566 out of 1160
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/12/2020
  • NEW TRADERS HOLDINGS / NEW TRADERS HOLDINGS FX
  • HTTPS://NEWTRADERSHOLDINGS.COM/
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO) 
23/12/2020
  • BAIRD EUROPE (BAIRD CAPITAL) / BAIRD FINANCIAL SERVICES (CLON)
  • WWW.ACCOUNTSBAIRD.COM
  • WWW.BAIRD-EUROPE.COM
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO) 
22/06/2022
  • BITPROINVEST
  • WWW.BITPROINVEST.COM
A warning PDF of date 22/06/2022 (new window) FCA (REINO UNIDO) 
22/06/2022
  • DCP CONSULTANTS
  • WWW.DCPJAPAN.COM
A warning PDF of date 22/06/2022 (new window) FCA (REINO UNIDO) 
23/12/2020
  • CODEX CRYPTO (CLON)
  • HTTPS://WWW.CODEXCRYPTO.COM
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CODEX CAPITAL PARTNERS LTD.
23/12/2020
  • PLUTUS.PRO
  • WWW.PLUTUS.PRO
  • WWW.PLUTOPRO.COM
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO) 
23/12/2020
  • GUARDIAN BONDS
  • GUARDIAN-BONDS.COM
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO) 
23/12/2020
  • GPK FINANCIAL PLANNING LTD / GPK FINANCIAL (CLON DE AGENTE)
  • WWW.GPKFINANCIAL.CO.UK
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE GPK FINANCIAL PLANNING LTD.
30/12/2020
  • INVESTOR CHECKER
  • WWW.INVESTORCHECKER.COM
  • HTTPS://INVESTCHECKER.ONLINE/
A warning PDF of date 30/12/2020 (new window) FCA (REINO UNIDO) 
23/12/2020
  • THE BEST UK INVESTMENT
  • HTTPS://OFFER.THEBESTUKINVESTMENT.CO.UK
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.