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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 566 out of 698
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/08/2008
  • SUMMIT CAPITAL MANAGEMENT
A warning PDF of date 13/08/2008 (new window) CBFA (BELGICA) 
13/08/2008
  • INVESTMENT SOLUTIONS LTD
  • CHRISTOS STERGIOU
A warning PDF of date 13/08/2008 (new window) HCMC (GRECIA) 
13/08/2008
  • MIRACLE ASSET LTD
A warning PDF of date 13/08/2008 (new window) SFC (HONG KONG) 
13/08/2008
  • TRUST FINANCE FIDELITY BANK
  • HTTP://TRUSTFINANCEFIDELITYBANK.ORG
A warning PDF of date 13/08/2008 (new window) JFSC (JERSEY) 
13/08/2008
  • STANDARD UNITED CORPORATION
  • WWW.STANDARDUNITED.COM
A warning PDF of date 13/08/2008 (new window) SFC (HONG KONG) 
13/08/2008
  • SABIN COMMODITIES, INC
  • WWW.SABIN-COMMODITIES.COM
A warning PDF of date 13/08/2008 (new window) SFC (HONG KONG) 
30/07/2008
  • CITY PRIVATE BANKING & WEALTH MANAGEMENT
  • JAMES SHERMAN
A warning PDF of date 30/07/2008 (new window) FSC (ISLA DE MAN) 
30/07/2008
  • SOLVAY FINANCIAL
A warning PDF of date 30/07/2008 (new window) CBFA (BELGICA) 
30/07/2008
  • COMMISSION FEDERALE DES MARCHES FINANCIERS
  • WWW.CFMF.GOVT.BE
A warning PDF of date 30/07/2008 (new window) CBFA (BELGICA)FALSO SUPERVISOR FINANCIERO
30/07/2008
  • CENTURION CAPITAL INTERNATIONAL, INC.
  • WWW.CENTURIONCAPITALONLINE.COM
A warning PDF of date 30/07/2008 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities.