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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 566 out of 605
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/05/2016
  • ASIA PACIFIC BROKERAGE SERVICES LIMITED
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
27/04/2005
  • ASIA PACIFIC ASSET MANAGEMENT LTD
A warning PDF of date 27/04/2005 (new window) SFC (HONG KONG) 
09/12/2009
  • ASIA DRAGON GROUP
  • WWW.ASIADRAGONGROUP.COM
A warning PDF of date 09/12/2009 (new window) SFC (HONG KONG) 
19/05/2010
  • ASIA BANCORP BHD
A warning PDF of date 19/05/2010 (new window) LABUAN_FSA (MALASIA) 
19/05/2010
  • ASIA BANCORP (L) LTD
A warning PDF of date 19/05/2010 (new window) LABUAN_FSA (MALASIA) 
14/04/2010
  • ASIA AUCTION INC.
A warning PDF of date 14/04/2010 (new window) SFC (HONG KONG) 
16/01/2019
  • ASIA ASSOCIATES
  • WWW.ASIAASSOCIATES.COM
A warning PDF of date 16/01/2019 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN VIA TELEFONICA (BOILER ROOMS).
21/09/2016
  • ASHWOOD FINANCE
  • WWW.ASHWOODFINANCE.COM
A warning PDF of date 21/09/2016 (new window) SFSA (SUECIA) 
05/10/2016
  • ASHWOOD FINANCE
  • JACOB L. CALLAN
  • WWW.KENJEGROUP.COM
  • KENJE GROUP
  • WWW.JLCALLAN.COM
  • WWW.ASHWOODFINANCE.COM
A warning PDF of date 05/10/2016 (new window) AFM (PAISES BAJOS (HOLANDA)) 
04/10/2017
  • ASHTON WHITELY
  • WWW.ASHTONWHITELEY.COM
A warning PDF of date 04/10/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).

Consultation criteria: By type unauthorised entities.