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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 566 out of 671
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/10/2004
  • CAPITAL BANK
A warning PDF of date 20/10/2004 (new window) FSC (ISLA DE MAN) 
17/10/2018
  • CAPITAL ASSETS UK (ASSET MANAGEMENT) (CLON)
  • WWW.CAPITALASSETSUK.COM
A warning PDF of date 17/10/2018 (new window) FCA (REINO UNIDO) 
05/12/2012
  • CAPITAL ALLIANCES LTD
  • WWW.CAPITALALLIANCESLTD.COM
A warning PDF of date 05/12/2012 (new window) AMF (FRANCIA) 
14/11/2018
  • CAPITAL ACQUISITION GROUP INC. (USA)
  • HTTP://WWW.CAPITALACQ.COM
A warning PDF of date 14/11/2018 (new window) CBI (IRLANDA) 
11/06/2008
  • CAPITAL ACCESS LIMITED
  • WWW.CAPITALACCESSLIMITED.COM
A warning PDF of date 11/06/2008 (new window) SFSA (SUECIA) 
29/05/2013
  • CAPITA REGISTRARS GROUP
A warning PDF of date 29/05/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS CAPITA IRG TRUSTEES LTD; CAPITA REGISTRARS LIMITED NI CON LA ENTIDAD CAPITA REGISTRARS (IRELAND) LIMITED
27/07/2016
  • CAPITA GROUP (USA)
A warning PDF of date 27/07/2016 (new window) CBI (IRLANDA) 
08/06/2016
  • CAPITA CONSULT (CLON)
  • WWW.CAPITACONSULT.COM
A warning PDF of date 08/06/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN
22/01/2020
  • CAPCORP LTD (FX CRYPTO CLUB)
  • WWW.FXCRYPTOCLUB.CC
A warning PDF of date 22/01/2020 (new window) FMA (AUSTRIA) 
19/11/2008
  • CANTWELL INTERNATIONAL
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.