Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 566 out of 662
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/11/2016
  • THE LOAN LENDERS
  • WWW.THELOANLENDERS.CO.UK
A warning PDF of date 30/11/2016 (new window) FCA (REINO UNIDO) 
17/09/2008
  • THE LYON GROUP INC.
  • WWW.THELYONGROUPINC.COM
A warning PDF of date 17/09/2008 (new window) SFSA (SUECIA) 
29/05/2013
  • THE MASONS CORPORATION
  • WWW.THEMASONSCORP.COM
A warning PDF of date 29/05/2013 (new window) FCA (REINO UNIDO) 
10/05/2004
  • THE MAYFLOWER GROUP
A warning PDF of date 10/05/2004 (new window) CBF (BELGICA) 
11/11/2009
  • THE MOLLINS GROUP
  • WWW.THEMOLLINSGROUP.COM
A warning PDF of date 11/11/2009 (new window) SFC (HONG KONG) 
11/12/2019
  • THE MONEY SUPERMARKET (CLON)
  • HTTP://THE-MONEY-SUPERMARKET.COM
A warning PDF of date 11/12/2019 (new window) FCA (REINO UNIDO) 
23/09/2009
  • THE MORGAN STERN GROUP
A warning PDF of date 23/09/2009 (new window) IFSRA (IRLANDA) 
07/10/2009
  • THE PACIFICWEST FINANCIAL CLEARING HOUSE
A warning PDF of date 07/10/2009 (new window) FSC (ISLA DE MAN) 
04/11/2009
  • THE PACIFICWEST FINANCIAL CLEARING HOUSE
A warning PDF of date 04/11/2009 (new window) FSC (ISLA DE MAN) 
16/01/2019
  • THE PENSION ASSESSMENT AGENCY LTD
  • WWW.TPAA.ORG.UK
A warning PDF of date 16/01/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.