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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 561 out of 712
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/10/2018
  • SIGMA CFD LTD
  • WWW.SIGMACFD.COM
A warning PDF of date 17/10/2018 (new window) CONSOB (ITALIA) 
04/11/2009
  • SIGMA FOREX
  • WWW.SIGMAFOREX.COM
A warning PDF of date 04/11/2009 (new window) FSC (ISLA DE MAN) 
14/10/2009
  • SIGMA FOREX
  • WWW.SIGMAFOREX.COM
A warning PDF of date 14/10/2009 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
31/07/2019
  • SIGMA4TRADE LTD
  • WWW.SIGMAFORTRADE.COM
A warning PDF of date 31/07/2019 (new window) CONSOB (ITALIA) 
21/10/2009
  • SIGMAFOREX.COM
  • WWW.SIGMAFOREX.COM
A warning PDF of date 21/10/2009 (new window) SFC (HONG KONG) 
23/10/2019
  • SIGNAL INVENTION S.R.O.
  • FINANCIAL-SIGNAL
  • HTTPS://WWW.FINANCIAL-SIGNAL.COM
A warning PDF of date 23/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE VARIAS PÁGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.
12/07/2006
  • SIGNATURE CONSULTING. LTD.
  • WWW.SIGNATURECONSULTING.COM
A warning PDF of date 12/07/2006 (new window) SFSA (SUECIA) 
09/05/2007
  • SIGNATURE CONSULTING. LTD.
  • WWW.SIGNATURECONSULTING.COM
A warning PDF of date 09/05/2007 (new window) SFSA (SUECIA) 
18/03/2020
  • SILICON VALLEY BANK (CLON)
  • WWW.SVBUKC.COM
A warning PDF of date 18/03/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON EL MISMO NOMBRE
22/11/2006
  • SILICON VALLEY FINANCIAL INCORPORATED
  • WWW.SVFI.NET
A warning PDF of date 22/11/2006 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities.