As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 1160
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/09/2016
  • ASASHI MERGERS & ACQUISITION GROUP
  • WWW.ASASHIMA.COM
A warning PDF of date 21/09/2016 (new window) SFSA (SUECIA) 
20/04/2011
  • WILKINSON BENNINGS SECURITIES
  • WWW.WILKINSONBENNINGS.COM
A warning PDF of date 20/04/2011 (new window) SFSA (SUECIA) 
20/12/2006
  • STRATEGIC CAPITAL PARTNERS PORTFOLIO MANAGEMENT AG
  • WWW.STRATEGICCAPITAL.CH
A warning PDF of date 20/12/2006 (new window) SFSA (SUECIA) 
25/04/2012
  • PELICAN TRADING GROUP
  • WWW.PELICAN-TG.COM
A warning PDF of date 25/04/2012 (new window) SFSA (SUECIA) 
08/10/2014
  • BOYD CLARK RESOURCE CAPITAL SOLUTIONS
  • WWW.BCRCS.COM
A warning PDF of date 08/10/2014 (new window) SFSA (SUECIA) 
14/09/2005
  • GLOBAL MEDICAL FINANCING
A warning PDF of date 14/09/2005 (new window) SFSA (SUECIA) 
12/12/2007
  • BURLINGTON LTD
  • WWW.BURLINGTONLTD.COM
A warning PDF of date 12/12/2007 (new window) SFSA (SUECIA) 
08/10/2014
  • VANTAGE HOLDINGS GROUP LTD
  • WWW.VANTAGEHOLDINGSGROUP.COM
A warning PDF of date 08/10/2014 (new window) SFSA (SUECIA) 
14/09/2005
  • HARMON BAUER INTERNATIONAL INC.
A warning PDF of date 14/09/2005 (new window) SFSA (SUECIA) 
14/09/2005
  • DRAGON SECURITIES
A warning PDF of date 14/09/2005 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities.