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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 662
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/08/2018
  • 8888MARKETS (IRLANDA)
  • WWW.8888MARKETS.COM
A warning PDF of date 16/08/2018 (new window) CBI (IRLANDA) 
19/06/2019
  • A CORP LTD
  • WWW.LONDONFUTUREMARKET.COM
A warning PDF of date 19/06/2019 (new window) CONSOB (ITALIA) 
05/09/2012
  • A WALKER ASSOCIATES
  • WWW.AWALKERASSOCIATES.COM
A warning PDF of date 05/09/2012 (new window) FSA (REINO UNIDO) 
05/09/2012
  • A WARNER ASSOCIATES
  • WWW.AWARNERASSOCIATES.COM
A warning PDF of date 05/09/2012 (new window) FSA (REINO UNIDO) 
16/11/2005
  • A.J.BROWN & CO LTD
  • WWW.CITISECURITIESLTD.COM
A warning PDF of date 16/11/2005 (new window) FSC (ISLA DE MAN) 
02/10/2013
  • A.S. CONSTANTINIDES
A warning PDF of date 02/10/2013 (new window) HCMC (GRECIA) 
29/03/2017
  • AAOPTION / CFDSTOCKS / PACIFIC SUNRISE UK LTD
A warning PDF of date 29/03/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS.
07/11/2018
  • AARON BRETT
  • WWW.AARONBRETT.COM
A warning PDF of date 07/11/2018 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
21/05/2008
  • AB HUTTON GLOBAL HOLDINGS
  • WWW.ABHGLOBAL.COM
A warning PDF of date 21/05/2008 (new window) CYSEC (CHIPRE) 
29/02/2012
  • ABACUS FINANCIAL MANAGEMENT
  • WWW.ABACUSFINANCIALMGMT.COM
A warning PDF of date 29/02/2012 (new window) FSA (REINO UNIDO)LA SOCIEDAD ADVERTIDA NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON LA FSA ABACUS FINANCIAL MANAGEMENT, REG. Nº 182922.

Consultation criteria: By type unauthorised entities.