Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 749
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/01/2021
  • ZENITH ASSETS MANAGEMENT
  • WWW.ZENITH-ASSETS.COM
A warning PDF of date 13/01/2021 (new window) CSSF (LUXEMBURGO) 
13/01/2021
  • CASH WINDOW / CASH WINDOW PAYDAY LOANS
  • WWW.CASHWINDOW.CO.UK
A warning PDF of date 13/01/2021 (new window) FCA (REINO UNIDO) 
13/01/2021
  • BUDDY LOANS (CLON)
  • WWW.BUDDYLOANS.CO.ZA
A warning PDF of date 13/01/2021 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ADVANCIS LIMITED (OPERANDO COMO BUDDY LOANS).
13/01/2021
  • BIT-FOREX LTD
  • WWW.BIT-FOREX.LTD
A warning PDF of date 13/01/2021 (new window) CSSF (LUXEMBURGO) 
07/01/2021
  • SUN CFD TRADING INC
  • WWW.SUNCFDTRADING.COM
A warning PDF of date 07/01/2021 (new window) CSSF (LUXEMBURGO) 
07/01/2021
  • UNIX BROKER
  • WWW.UNIXBROKER.COM
A warning PDF of date 07/01/2021 (new window) FCA (REINO UNIDO) 
07/01/2021
  • HERONSGATE CAPITAL LIMITED (CLON)
  • WWW.HERONSGATECAPLTD.COM
A warning PDF of date 07/01/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA HERONSGATE CAPITAL LLP.
07/01/2021
  • UK BOND ASSOCIATES
  • HTTPS://UK-BONDASSOCIATES.COM/
A warning PDF of date 07/01/2021 (new window) FCA (REINO UNIDO) 
07/01/2021
  • HULT PRIVATE CAPITAL
  • HTTP://WWW.HULTPRIVATECAPITAL.COM
A warning PDF of date 07/01/2021 (new window) FCA (REINO UNIDO) 
07/01/2021
  • SMART INCOME INVESTOR
  • WWW.SMARTINCOMEINVESTOR.CO.UK
A warning PDF of date 07/01/2021 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.