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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 653
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/10/2019
  • WINFINANCE
  • WWW.WINCAPITALPRO.COM
A warning PDF of date 23/10/2019 (new window) AFM (PAISES BAJOS (HOLANDA)) 
31/10/2018
  • WEST CAPITAL INTERNATIONAL
  • WWW.WESTCAPITALINTL.COM
A warning PDF of date 31/10/2018 (new window) AFM (PAISES BAJOS (HOLANDA)) 
23/04/2014
  • CENTURY DIRECT GROUP LTD.
  • WWW.CENTURYDIRECTGROUP.COM
A warning PDF of date 23/04/2014 (new window) AFM (PAISES BAJOS (HOLANDA)) 
23/04/2014
  • DAVIS WARD & BECK PARTNERS LLC
  • WWW.DWBPARTNERS.COM
A warning PDF of date 23/04/2014 (new window) AFM (PAISES BAJOS (HOLANDA)) 
04/03/2020
  • ALEXANDER KINGSLEY PRIVATE EQUITY INC
  • HTTP://ALEXANDERKINGSLEYPE.COM/
A warning PDF of date 04/03/2020 (new window) AFM (PAISES BAJOS (HOLANDA)) 
24/01/2018
  • SHINHAN DAIWA BROKERAGE
  • HTTPS://SDBHOLDINGS.COM
A warning PDF of date 24/01/2018 (new window) AFM (PAISES BAJOS (HOLANDA)) 
06/05/2009
  • AMPAY KANOKNATHKHUN
A warning PDF of date 06/05/2009 (new window) AFM (PAISES BAJOS (HOLANDA)) 
06/05/2009
  • ATJAMAE POR-ORN
A warning PDF of date 06/05/2009 (new window) AFM (PAISES BAJOS (HOLANDA)) 
30/01/2019
  • SAPONE TRADING
  • WWW.SAPONETRADING.COM
A warning PDF of date 30/01/2019 (new window) AFM (PAISES BAJOS (HOLANDA)) 
02/03/2011
  • GROEN BELANG
  • WWW.GROENBELANG.NL
A warning PDF of date 02/03/2011 (new window) AFM (PAISES BAJOS (HOLANDA)) 

Consultation criteria: By type unauthorised entities.