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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 613
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
04/12/2019
  • CAPITALTECHFX
  • HTTPS://CAPITALTECH24.COM
A warning PDF of date 04/12/2019 (new window) CONSOB (ITALIA) 
04/12/2019
  • SHORE CAPITAL MARKETS / SHORE CAPITAL MARKETS UK
  • WWW.SHORECAPITALMARKETSUK.COM
A warning PDF of date 04/12/2019 (new window) FCA (REINO UNIDO) 
04/12/2019
  • VARIOS CHIPRE
A warning PDF of date 04/12/2019 (new window) CYSEC (CHIPRE)ENLACE A LA WEB DEL REGULADOR PARA CONSULTAR LOS DOMINIOS QUE NO CUENTAN CON AUTORIZACION PARA OFRECER SERVICIOS FINANCIEROS <<HTTPS://WWW.CYSEC.GOV.CY/EN-GB/COMPLAINTS/NON-APPROVED-DOMAINS/ >
04/12/2019
  • INVESTOR SHIELD
  • HTTPS://INVESTORSHIELD.CO.UK/
A warning PDF of date 04/12/2019 (new window) FCA (REINO UNIDO) 
04/12/2019
  • BLUE PALM GROUP INC.
  • WWW.BLUEPALM.GROUP
A warning PDF of date 04/12/2019 (new window) FMA (AUSTRIA) 
04/12/2019
  • ORION CONSULTING LTD
  • WWW.KAPITALSWISS.COM
A warning PDF of date 04/12/2019 (new window) CONSOB (ITALIA) 
04/12/2019
  • STANWICK WEALTH / STANWICK WEALTH ADVISORY
  • WWW.STANWICKWEALTH.COM
A warning PDF of date 04/12/2019 (new window) FCA (REINO UNIDO) 
27/11/2019
  • REDAL LTD / ELIT PROPERTY VISION LTD / RICHMONDFX LTD
  • (HTTPS://RICHMONDFX.COM)
A warning PDF of date 27/11/2019 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
27/11/2019
  • GLOBALFX LTD
  • HTTPS://GLOBALFX.ORG
A warning PDF of date 27/11/2019 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
27/11/2019
  • AL INVESTMENTS.
  • WWW.AL-INVESTEMENTS.COM
A warning PDF of date 27/11/2019 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities.