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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 605
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
31/07/2019
  • ZURIX CORPORATION LTD
  • HTTPS://MARKETSXCHANGE.COM
A warning PDF of date 31/07/2019 (new window) CONSOB (ITALIA) 
09/08/2017
  • ZURICH CAPITAL, OPERANDO COMO ZURICHCAP.COM
  • WWW.ZURICHCAP.COM
A warning PDF of date 09/08/2017 (new window) FCA (REINO UNIDO) 
20/04/2016
  • ZULUTOYS LTD / RBOPTIONS / RB SECURED PROCESSING LTD
A warning PDF of date 20/04/2016 (new window) FSMA (BELGICA) 
28/08/2019
  • ZUITEX
  • WWW.ZUITEX.COM
A warning PDF of date 28/08/2019 (new window) FMA (AUSTRIA) 
07/12/2016
  • ZIMMERMANN GLOBAL (CLON)
  • WWW.ZIMMERMANNGLOBAL.COM
A warning PDF of date 07/12/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
14/01/2009
  • ZIMMERMAN CONSULTANTS
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 
06/02/2019
  • ZIMMERMAN CAPITAL PARTNERS
  • WWW.ZIMMERMANCAPITALPARTNERS.COM
A warning PDF of date 06/02/2019 (new window) FCA (REINO UNIDO) 
19/10/2016
  • ZIDEX FINANCIALS
  • HTTP://WWW.ZIDEXFINANCIALS.COM
A warning PDF of date 19/10/2016 (new window) CSSF (LUXEMBURGO) 
19/09/2012
  • ZHENG BRIDGE CAPITAL
A warning PDF of date 19/09/2012 (new window) EI_CBI (IRLANDA) 
24/07/2019
  • ZEUS TECH & TRADING GROUP LTD
  • WWW.FIBONETIX.COM
A warning PDF of date 24/07/2019 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities.