As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 965 out of 1160
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/05/2010
  • ORION ADVISORY SERVICES, S.A.
  • WWW.ORIONFX.NET
A warning PDF of date 19/05/2010 (new window) BCSC (CANADA) 
19/05/2010
  • INTELLISOURCE MARKETS B.V. (IS MARKETS)
  • WWW.ISMARKETS.COM
A warning PDF of date 19/05/2010 (new window) BCSC (CANADA) 
19/05/2010
  • G8 INVESTIMENTOS / G8 INVEST LTDA.
  • WWW.G8INVESTIMENTOS.COM
A warning PDF of date 19/05/2010 (new window) CONAVAL (PANAMA) 
19/05/2010
  • WINDSOR (INTERNATIONAL) LIMITED/"WINDSOR EXCHANGE"
A warning PDF of date 19/05/2010 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
19/05/2010
  • GLOBAL ENERGY OPPORTUNITIES
  • WWW.GLOBALENERGYOPPORTUNITIES.COM
A warning PDF of date 19/05/2010 (new window) SFSA (SUECIA) 
19/05/2010
  • CAPITAL PARTNERS, A.S.
A warning PDF of date 19/05/2010 (new window) HCMC (GRECIA) 
19/05/2010
  • QU4DTRO CAPITAL INTERNATIONAL (UK) LIMITED
  • GEORGE EDWARD LOCKHART
A warning PDF of date 19/05/2010 (new window) JFSC (JERSEY) 
05/05/2010
  • RANTAU SIMFONI SDN BHD
A warning PDF of date 05/05/2010 (new window) SCM (MALASIA) 
05/05/2010
  • MARSHALL BROWNING
  • WWW.MARSHALLBROWNING.COM
A warning PDF of date 05/05/2010 (new window) FSA (REINO UNIDO) 
05/05/2010
  • JAM CAPITAL
  • WWW.JAM-CAPITAL.COM
A warning PDF of date 05/05/2010 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.